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Systematic Review Open Access
Volume 6 | Issue 1

Real-world evidence corroborates the clinical trial results for management of HER2-positive metastatic breast cancer with T-DM1: a systematic review

  • 1AccuScript Consultancy, Ludhiana, India
  • 2Dayanand Medical College and Hospital, Ludhiana, India
  • 3AccuScript Consultancy, Reading, UK
+ Affiliations - Affiliations

*Corresponding Author

Kunal Jain, drkunaljain1@gmail.com; Amit Kishore, amit.kishore@accuscript.org

Received Date: September 13, 2025

Accepted Date: February 11, 2026

Abstract

Purpose: Trastuzumab emtansine (T-DM1), an antibody-drug conjugate consisting of the humanized monoclonal antibody trastuzumab covalently linked to the cytotoxic agent DM1, is utilized for the management of human epidermal growth factor receptor-2 (HER2)-positive metastatic breast cancer (mBC), after progression on prior trastuzumab. Its regulatory approval preceded the era before pertuzumab approval. In the contemporary era, pertuzumab and/or trastuzumab is employed in routine clinical practice in the first-line (1L) setting. It is therefore relevant to consider currently utilized regimens to confirm their role in current clinical practice. The current study evaluated real-world evidence (RWE) for the efficacy and safety of T-DM1 in HER2-positive mBC and compare with evidence from the clinical trial program.

Methods: Searches were performed in PubMed, Embase, and Cochrane for eligible studies from inception until May 22, 2024. Screening was performed using AccuScreener module of SymproAI online software. Variables of interest included overall response rate (ORR), progression-free survival (PFS), overall survival (OS), and grade ≥3 adverse events (AEs).

Results: Fifty-five publications were identified; 19 from 12 clinical trials and 36 from 34 real-world studies. ORR ranged between 25.0–50.4% (clinical trials) and 14.3–80.0% (real-world studies). Corresponding median PFS was 4.3–9.6 months and 2.8–12.0 months while the median OS was 22.7–34.3 and 12.0–45.0 months, respectively. Furthermore, real-world data suggest the benefit of T-DM1 is more marked in patients without prior pertuzumab. Evidence from both trials and real-world studies support the use of T-DM1 in patients with brain/central nervous system (CNS) metastasis. Safety data from the studies demonstrated a consistent safety profile in terms of AEs (≥grade 3), with thrombocytopenia being the most frequent.

Conclusion: This review demonstrated T-DM1 as an effective treatment for HER2-positive mBC in the second-line (2L) or later setting and has an acceptable safety profile.

Keywords

Breast Cancer, HER2 Gene, Trastuzumab emtansine, Treatment outcome, Brain metastasis

Introduction

Human epidermal growth factor receptor-2 (HER2)-directed therapies have transformed the management of HER2-positive breast cancer (BC), a subtype previously associated with poor prognosis [1]. These therapies currently constitute part of recommended regimens for most lines of therapy for recurrent or metastatic HER2-positive BC [2,3]. There are three classes of approved HER2-directed therapies: anti-HER2 monoclonal antibodies (e.g., trastuzumab and pertuzumab) [4–6]; antibody-drug conjugates (ADC) (e.g., trastuzumab emtansine [T-DM1] and trastuzumab deruxtecan [T-DXd]) [7,8]; and tyrosine kinase inhibitors (TKIs; e.g., lapatinib, tucatinib and neratinib) [9]. In the contemporary era, the dual blockage of HER2 using trastuzumab and pertuzumab in combination with chemotherapy (CT) constitutes the standard first-line (1L) treatment regimen [10], while T-DM1 is used for the management of metastatic BC (mBC), and is indicated for use after disease progression on prior treatment with trastuzumab and a taxane [7].

Although the European Society for Medical Oncology (ESMO; and Pan Asian adapted ESMO clinical guidelines) and National Comprehensive Cancer Network clinical guidelines provide recommendations on the sequencing of HER2-directed therapies up to the third-line (3L) [2,3,11], some therapies may be unavailable in some regions or inappropriate for certain patients due to cost and safety profile.

The treatment landscape for HER2-positive metastatic breast cancer (mBC) has shifted significantly over the past five years with the introduction of newer therapies, such as pertuzumab. As a result, clinical trial data for agents like T-DM1, approved more than five years ago, may no longer align with the current clinical practices. These trials, conducted before pertuzumab’s approval, typically enrolled heavily pretreated patients who had progressed on one or more prior HER2-directed therapies. Today’s patient populations and treatment approaches differ, raising questions about whether the efficacy and safety outcomes from those historical trials still apply in modern real-world settings [12–14].

The clinical efficacy and safety of T-DM1, reported among clinical trials in the treatment of HER2-positive BC, have been systematically reviewed and meta-analyzed [15–17], however, limited reports have reviewed the findings from observational or real-world settings [18] or, have compared the findings of clinical trials with that of observational studies [19]. The growing integration of real-world evidence (RWE) in clinical practice is becoming crucial for complementing findings from randomized controlled trials (RCTs). In this context, T-DM1 has been established as an effective treatment for HER2-positive mBC. However, RWE on T-DM1’s effectiveness and safety in comparison to observations from clinical trials remains limited. To address the gap, this systematic literature review (SLR) aims to corroborate clinical trial results with RWE, with a specific focus on studies comparing the efficacy/effectiveness and safety of T-DM1 in patients with HER2-positive mBC.

Methods

This SLR was performed in accordance with the Preferred Reporting Items for Systematic Reviews and Meta-Analysis protocol (PRISMA-P) [20] and was registered on PROSPERO (ID: CRD42023410972). The PubMed, Embase, and Cochrane search strategies were designed to identify relevant publications on T-DM1 efficacy and safety. Searches were performed on 22nd May 2024, without geographic or time restrictions. The search strategies and outputs are detailed in Table S1.

Publications were screened to identify relevant evidence as per the eligibility for inclusion and exclusion criteria (Table S2). Studies incongruent with the protocol were excluded. The titles and abstracts of publications from the searches were screened using AccuScreener, a screening module [21] within SymproAI, an online Artificial Intelligence based Systematic Literature Management and Processing software for end-to-end automation of systematic reviews [22]. The AccuScreener output was cross-checked manually by a team of two expert researchers. The full-text of included publications were reviewed by two researchers. A senior systematic reviewer authenticated the results and resolved any uncertainties at both the title/abstract and full-text screening steps. Data from the included publications were extracted by one researcher and reviewed by a second researcher. Extracted efficacy data included overall response rate (ORR), progression-free survival (PFS), overall survival (OS), and safety data included grade 3 or worse adverse events (AEs). The substantial methodological heterogeneity between included studies precluded formal meta-analysis, therefore, a robust descriptive approach was employed.

Quality appraisal with the risk of bias (RoB) analysis for all the included full-text publications were performed using validated Cochrane RoB tools in ROB Master module of SymproAI [22]. Quality assessment of randomized controlled trials (RCTs) was performed using the Cochrane Collaboration RoB 2.0 tool [23]. The RoB 2.0 assessed bias across five domains: (1) randomization process, (2) deviations from intended interventions, (3) missing outcome data, (4) measurement of the outcome, and (5) selection of the reported result. An overall RoB judgment was assigned to each study based on domain-specific assessments. The Cochrane ROBINS-I tool was used for non-randomized trials and real-world studies [23,24]. The ROBINS-I evaluated seven domains of potential bias: (1) bias due to confounding, (2) bias in participant selection, (3) bias in classification of interventions, (4) bias due to deviations from intended interventions, (5) bias due to missing data, (6) bias in outcome measurement, and (7) bias in selection of reported results. Each study was assigned an overall RoB rating based on the highest risk level identified across all domains.

Results

Overview of identified studies

Overall, 55 publications (42 full-text articles and 13 congress abstracts) (Figure 1) that explored T-DM1 efficacy and safety were identified. Of these, 19 publications were from 12 different clinical trials. This included multiple publications from DESTINY-Breast03 (four publications) [25–28], EMILIA (four publications) [29–32], and KAMILLA (two publications) [33,34] while the remaining nine trials each described distinct studies [35–43]. A total of 36 publications were reported from real-world studies, of which a “field practice study” had three publications [44–46] and the remaining 33 studies each contributed a single publication [47–79]. The median age of patients ranged from 42 to 64.5 years across RWE studies and clinical trials. Where reported, ECOG performance status ranged from 0 to ≤2 (Tables 2–7). An overview of studies with multiple publications (primary and secondary) summarizing the overlapping cohorts across clinical trials (DESTINY Breast03, EMILIA, and KAMILLA) and real-world study (FIELD PRACTICE) has been presented as Table 1.

Table 1. Summary of clinical trials and real-world studies with multiple publications.

Acronym

Trial identifier

Total publications

Study design

Primary publication details

Secondary publications and its details

Outcomes (details presented in tables)

A. Clinical trials

DESTINY Breast03

NCT03529110

Four

Randomized, open-label, multi-center, active-controlled, phase 3

Cortés et al. 2022 [80]

  • Global
  • N=524
  • First interim analysis
  • Data cut-off: May 21, 2021

Hurvitz et al. 2023 [26]

  • Global
  • N=524
  • Second interim analysis
  • Data cutoff: July 25, 2022

 

Hurvitz et al. 2024 [27]

  • Global
  • N=82
  • Subgroup analysis of patients with brain metastasis
  • Data cut-off: May 21, 2021

 

Im et al. 2022 [28]

  • Asian subpopulation
  • N=309

Efficacy (Table 2)

  • Cortés et al. 2022 [80]
  • Hurvitz et al. 2023 [26]
  • Im et al. 2022 [28]

 

Brain metastases (Table 5)

  • Hurvitz et al. 2023 [26]
  • Hurvitz et al. 2024 [27]

 

Safety (grade ≥3) (Table 6)

  • Cortés et al. 2022 [80]
  • Hurvitz et al. 2023 [26]
  • Im et al. 2022 [28]

 

Safety (Any grade) (Table S3)

  • Cortés et al. 2022 [80]
  • Hurvitz et al. 2023 [26]
  • Im et al. 2022 [28]

EMILIA

NCT00829166

Four

Randomized, open-label, multi-centre, phase 3

Verma et al. 2012 [32]

  • Global
  • N=991
  • Follow-up: 13-19 months
  • First data cut-off date: Jan 14, 2012
  • Second data cut-off date: July 31, 2012

Diéras et al. 2017 [29]

  • Global
  • N=991
  • Follow-up: 41.9-47.8 months
  • First data cut-off date: Dec 31, 2014

 

Krop et al. 2015 [31]

  • Global
  • N=95
  • Subgroup analysis of patients with Brain metastasis

 

 

Im et al. 2021 [30]

  • Asian subpopulation
  • N=158

Efficacy (Table 2)

  • Verma et al. 2012 [32]
  • Diéras et al. 2017 [29]
  • Im et al. 2021 [30]

 

Brain metastases (Table 5)

  • Krop et al. 2015 [31]

 

Safety (grade ≥3) (Table 6)

  • Verma et al. 2012 [32]
  • Diéras et al. 2017 [29]
  • Krop et al. 2015 [31]
  • Im et al. 2021 [30]

 

Safety (Any grade) (Table S3)

  • Verma et al. 2012 [32]
  • Diéras et al. 2017 [29]
  • Krop et al. 2015 [31]
  • Im et al. 2021 [30]

KAMILLA

NCT01702571

Two

Single-arm, On-going, phase 3b

Wuerstlein et al. 2022 [34]

  • Global (Cohort 1) and Asia (Cohort 2)
  • N, Cohort 1: 2002; Cohort 2: 181
  • Follow-up: 20.6 months (Cohort 1); 15.1 months (Cohort 2)
  • Data cut-off date: Jan 31, 2017 (Cohort 1); July 31, 2019 (Cohort 2)

Montemurro et al. 2020 [33]

  • Global
  • N=358
  • Subgroup analysis of patients with Brain metastasis

 

Efficacy (Table 2)

  • Wuerstlein et al. 2022 [34]

 

Brain metastases (Table 5)

  • Montemurro et al. 2020 [33]

 

Safety (grade ≥3) (Table 6)

  • Wuerstlein et al. 2022 [34]
  • Montemurro et al. 2020 [33]

 

Safety (Any grade) (Table S3)

  • Wuerstlein et al. 2022 [34]
  • Montemurro et al. 2020 [33]

B. Real–world study

Field-practice study

NR

Three

Retrospective analysis

Fabi et al. 2017 [45]

  • Italy
  • N=303
  • Follow-up: 10 months
  • Outcome focused on treatment line, previous lapatinib treatment and patterns of metastasis.

 

 

Fabi et al. 2017 [46]

  • Italy
  • N=107
  • Follow-up: NR
  • Population prior treated with 1L pertuzumab / trastuzumab vs trastuzumab-only-based regimen.

 

Fabi et al. 2018 [44]

  • Italy
  • N=87
  • Follow-up: 16 months
  • Subgroup analysis of patients with Brain metastasis

Efficacy as per prior LoT (Table 3)

  • Fabi et al. 2017 [46]

 

Efficacy as per prior pertuzumab regimens (Table 4)

  • Fabi et al. 2017 [45]

 

Brain metastases (Table 5)

  • Fabi et al. 2018 [44]
  • Fabi et al. 2017 [45]

 

Safety (grade ≥3) (Table 7)

  • Fabi et al. 2017 [45]
  • Fabi et al. 2017 [46]

 

Safety (Any grade) (Table S4)

  • Fabi et al. 2017 [45]
  • Fabi et al. 2017 [46]

Abbreviations: 1L: First line of treatment; LoT: Line of Treatment.


Among the 19 publications from clinical trials, 15 investigated HER2 positive mBC patients with/without brain metastasis [25,26,28–30,32,34–40,42,43], three reported subgroup analysis on brain metastasis [27,31,33] while one reported only safety outcomes [41].

Efficacy

Clinical trials

Fifteen publications from 11 clinical trials (including five phase 2, five phase 3 clinical trials, and one T-PAS expanded-access study) reported efficacy outcomes for T-DM1 utilized as second-line (2L) therapy in patients who had progressed on prior treatment with ≥1 taxane and trastuzumab or other anti-HER2 regimen (Table 2).

Table 2. T-DM1 efficacy in pivotal HER2-postive advance/metastatic breast cancer clinical trials.

Study (Primary / Secondary Publication)

Study details (Country, Study name, design)

Population; N; eligibility criteria

Median follow-up (months)

ORR, % (95% CI)

mPFS, months (95% CI)

mOS, months (95% CI)

A. DESTINY-Breast03 (three publications)

Cortés et al. 2022 [80]

(Primary)

Global

 

DESTINY-Breast03 (NCT03529110)

 

Randomized, open-label, multi-centre, active-controlled, phase 3

N=524; prior taxane + trastuzumab

 

T-DM1, n: 263

prior anti-HER2 therapy

  • Prior 1L: 197
  • Prior >2L: 63

Patient subgroups

  • De novo: 104
  • Recurrent: 159

 

 

  • T-Dxd: 16.2
  • T-DM1: 15.3

T-DM1

  • De novo: 33.7 (24.7–43.6)
  • Recurrent: 34.6 (27.2–42.5)

 

T-Dxd

  • De novo: 79.6 (69.9–87.2)
  • Recurrent: 79.8 (72.9–85.6)

T-DM1: 6.8 (5.6–8.2)

T-DXd: NE (18.5–NE)

HR: 0.28 (95% CI, 0.22-0.37)

 

 

TDM1 vs T-Dxd

  • Prior 0 or 1L: 8.0 (5.7–9.7) vs 22.2 (16.8–NE); HR: 0.33 (95% CI, 0.24-0.45)
  • Prior ≥2L: 5.6 (4.2–7.1) vs NE (16.8–NE); HR: 0.28 (95% CI, 0.19–0.41); p<0.05

NR

Hurvitz et al. 2023 [26]

(Secondary)

 

T-DXd, n: 261

prior anti-HER2 therapy

  • Prior 1L: 193
  • Prior >2L: 66

Patient subgroups

  • De novo: 93
  • Recurrent: 168

 

Median age, years

  • T-DM1: 54.2
  • T-DXd: 54.3

 

ECOG 0, n (%)

  • T-DM1: 175 (66.5)
  • T-DXd: 154 (59.0)

 

ECOG 1, n (%)

  • T-DM1: 87 (33.1)

T-DXd: 106 (40.6)

  • T-Dxd: 28.4
  • T-DM1: 26.5
  • T-DM1: 35.0 (29.2–41.1)
  • T-DXd: 79.0 (73.1–83.4)
  • T-DM1: 6.8 (5.6–8.2)
  • T-DXd: 28.8 (22.4–37.9)
  • HR: 0·33 (95% CI, 0·26–0·43); p<0·0001
  • T-DM1: Not reached (34.0–NE)
  • T-DXd: Not reached (40.5–NE)
  • HR: 0·64 (95% CI, 0·47–0·87); p=0·0037

Im et al. 2022 [28]

(Secondary)

Asia

Asians, n: 309

  • T-DM1, n: 160
  • T-DXd, n: 149

NR

NR

Asians

  • T-DM1: 5.6
  • T-DXd: Not reached
  • HR: 0.27 (95% CI, 0.20–0.38); p<0.05

 

NR

B. EMILIA (three publications)

Verma et al. 2012 [32]

(Primary)

 

Global

 

EMILIA (NCT00829166)

 

Randomized, open-label, multi-centre, phase 3

N=991; prior taxane + trastuzumab

  • T-DM1, n: 495
  • Lapatinib plus capecitabine, n: 496

 

First interim analysis (for all parameter): 13

 

Second interim analysis (Only for OS: 19

  • T-DM1: 43.6 (38.6–48.6)
  • Lapatinib plus capecitabine: 30.8 (26.3–35.7)
  • T-DM1: 9.6
  • Lapatinib plus capecitabine: 6.4
  • Stratified HR: 0.65 (95% CI, 0.55–0.77); p<0.001
  • T-DM1: 30.9
  • Lapatinib plus capecitabine: 25.1
  • Stratified HR: 0.68 (95% CI, 0.55–0.85); p<0.001)

Diéras et al. 2017 [29]

(Secondary)

 

Median age, years

  • T-DM1: 53
  • Lapatinib plus capecitabine: 53

 

ECOG 0, n (%)

  • T-DM1: 299 (60)
  • Lapatinib plus capecitabine: 312 (63)

 

ECOG 1, n (%)

  • T-DM1: 194 (39)
  • Lapatinib plus capecitabine: 176 (35)

 

ECOG NA, n (%)

  • T-DM1: 2 (<1)

Lapatinib plus capecitabine: 8 (2)

  • T-DM1: 47.8
  • Lapatinib plus capecitabine: 41.9

NR

NR

  • T-DM1: 29.9 (26.32–34.10)
  • Lapatinib plus capecitabine: 25.9 (22.74–28.32)
  • HR: 0·75 (95% CI, 0.64–0.88); p<0.05
  •  

Im et al. 2021 [30]

(Secondary)

Asia

N=158; Asians with prior taxane + trastuzumab

  • T-DM1, n: 82
  • Lapatinib plus capecitabine, n: 76

 

  • For ORR and PFS: 13
  • For OS: 19
  • T-DM1: 44.4 (31.9–57.5)
  • Lapatinib plus capecitabine: 38.7 (26.7–51.9)
  • T-DM1: 9.3
  • Lapatinib plus capecitabine: 6.9
  • HR: 0.72 (95% CI: 0.48–1.06)

 

  • T-DM1: 34.3
  • Lapatinib plus capecitabine: 22.7
  • HR: 0.43 (95% CI: 0.24–0.77); p<0.05

C. Other trials

Wang et al. 2023 [40]

(Primary)

 

 

China

 

ELAINA (NCT03084939)

 

Randomized, open-label bridging, multi-centre, phase 3

N=200; prior taxane + trastuzumab

  • T-DM1, n: 151
  • Lapatinib plus capecitabine, n: 49

 

Median age, years

  • T-DM1: 51
  • Lapatinib plus capecitabine: 52

 

ECOG 0, n (%)

  • T-DM1: 83 (55.0)
  • Lapatinib plus capecitabine: 26 (53.1)

 

ECOG 1, n (%)

  • T-DM1: 68 (45.0)
  • Lapatinib plus capecitabine: 23 (46.9)

 

Overall

  • T-DM1: 8.6
  • Lapatinib plus capecitabine: 9.7

 

For OS

  • T-DM1: 27.6
  • Lapatinib plus capecitabine: 34.0
  • T-DM1: 50.4 (41.0–59.8)
  • Lapatinib plus capecitabine: 55.8 (39.9–70.9)
  • T-DM1: 7.0 (6.0–9.8)
  • Lapatinib plus capecitabine: 6.8 (5.6–9.7)
  • Stratified HR: 0.85 (95% CI, 0.56–1.29)
  • T-DM1: 33.2 (27.6–43.9)
  • Lapatinib plus capecitabine: 40.0 (23.6–NE)
  • HR: 1.08 (95% CI, 0.69–1.69)

Wildiers et al. 2022 [42]

(Primary)

 

 

Europe

 

EORTC 75111-10114 ETF/BCG

 

Randomized, open-label, multi-centre, investigator-initiated, phase 2

N=40; prior trastuzumab + pertuzumab without or with metronomic oral cyclophosphamide

 

Median age, years

  • TP: 76.2
  • TPM: 77.3

 

WHO PS 0, n (%)

  • TP: 10 (25.6)
  • TPM: 17 (41.5)

 

WHO PS 1, n (%)

  • TP: 17 (43.6)
  • TPM: 17 (41.5)

 

WHO PS 2, n (%)

  • TP: 8 (20.5)
  • TPM: 7 (17.1)

 

WHO PS 3, n (%)

  • TP: 4 (10.3)
  • TPM: 0 (0.0)

 

33.7

25.0

NR

NR

Wuerstlein et al. 2022 [34]

(Primary)

 

 

Global and Asian

 

KAMILLA (NCT0170257)

 

Single-arm, multi-centre, phase 3b

N=2,183; prior anti-HER2 + CT

 

  • Cohort 1 (Global), n: 2,002
  • Cohort 2 (Asia), n: 181

 

Median age, years

  • Cohort 1: 55
  • Cohort 2: 51

 

ECOG PS 0, n (%)

  • Cohort 1: 1110 (55.4)
  • Cohort 2: 76 (42.0)

 

ECOG PS 1, n (%)

  • Cohort 1: 775 (38.7)
  • Cohort 2: 101 (55.8)

 

ECOG PS 2, n (%)

  • Cohort 1: 115 (5.7)
  • Cohort 2: 4 (2.2)

 

ECOG PS missing, n (%)

  • Cohort 1: 2 (0.1)
  • Cohort 2: 0 (0.0)

 

Total (by prior LoT)

  • 0-1, n: 656
  • 2, n: 496
  • 3, n: 386
  • 4+, n: 550
  • Missing, n: 95
  • Cohort 1: 20.6
  • Cohort 2: 15.1
  • Cohort 1 (Among 1613 patients with measurable disease): 29.3 (27.1–31.6)
  • Cohort 2 (Among 169 patients with measurable disease): 29.6 (22.8–37.1)
  • Cohort 1: 6.8 (5.8–7.6)
  • Cohort 2: 5.7 (5.5–7.0)

 

Total (by prior LoT)

  • 0-1: 8.2 (7.7–8.6)
  • 2: 6.2 (5.6–7.7)
  • 3: 6.0 (5.5–8.0)
  • 4+: 5.5 (5.3–5.7)
  • Missing: 8.6 (5.7–13.1)
  • Cohort 1: 27.2 (25.5–28.7)
  • Cohort 2: 29.5 (21.1–NE)

 

Total (by prior LoT)

  • 0-1: 31.3 (28.5–34.5)
  • 2: 28.8 (24.9–31.2)
  • 3: 24.5 (21.2–27.9)
  • 4+: 22.0 (19.9–24.1)
  • Missing: NE (26.3–NE)

Krop et al. 2017 [38]

(Primary)

 

 

Global

 

TH3RESA (NCT01419197)

 

Randomized, open-label, multi-centre, phase 3

N=602; ≤2 prior HER2-directed therapy (trastuzumab and lapatinib and a taxane)

  • T-DM1, n: 404
  • Physician’s choice, n: 198

 

Median age, years

  • T-DM1: 53
  • Physician’s choice: 54

 

ECOG PS 0, n (%)

  • T-DM1: 180 (45)
  • Physician’s choice: 82 (41)

 

ECOG PS 1, n (%)

  • T-DM1: 200 (50)
  • Physician’s choice: 101 (51)

 

ECOG PS 2, n (%)

  • T-DM1: 22 (5)
  • Physician’s choice: 15 (8)

 

30.5

NR

NR

  • T-DM1: 22.7 (19.4–27.5)
  • Physician’s choice: 15.8 (13.5–18.7)

Stratified HR: 0·68 (95% CI, 0·54–0·85); p=0·0007

Kashiwaba et al. 2016 [37]

(Primary)

 

Japan

 

JO22997

 

Single-arm, multi-centre, phase 2

N=73; ≥1 prior CT + trastuzumab

 

Median age, years: 58

 

n (%)

  • ECOG PS 0: 61 (84)
  • ECOG PS 1: 10 (14)
  • ECOG PS 2: 2 (3)

 

  • For ORR and PFS: 6.5
  • For OS: 28.9

38.4 (28.8–48.6)

 

5.6 (4.6–8.2)

30.5 (25.2–not reached)

Yardley et al. 2015 [43]

(Primary)

 

USA

 

T-PAS (TDM4884g/NCT01120561)

 

Single-arm, multi-centre, expanded access

N=215; ≤2 prior HER2-directed therapy (trastuzumab and lapatinib)

 

Median age, years: 53

 

n (%)

  • ECOG PS 0: 99 (46.3)
  • ECOG PS 1: 91 (42.5)
  • ECOG PS 2: 24 (11.2)

 

5.9

Among the 172 patients with measurable disease:

25.6 (19.2–32.8)

Of the 202 patients with available efficacy data:

6.8 (5.7–7.6)

NR

Gupta et al. 2013 [36]

(Primary)

 

 

NR

 

TDM4688g/NCT00943670

 

Single-arm, multi-centre, phase 2

N=51; prior trastuzumab

 

Single-agent T-DM1 with HER2-positive disease, n: 38

 

Median age, years: 53.5

 

n (%)

  • ECOG PS 0: 28 (54.9)
  • ECOG PS 1: 23 (45.1)

 

NR

  • Single-agent T-DM1: 25.5 (15.2–38.5)
  • Single-agent T-DM1 with HER2-positive disease: 34.2 (20.1–51.4)

4.3 (4.0–6.7)

NR

Krop et al. 2012 [39]

(Primary)

 

 

NR

 

TDM437g

 

Single-arm, phase 2

N=110; ≤2 prior HER2-directed therapy

(trastuzumab, lapatinib, an anthracycline, a taxane, and capecitabine)

 

Median age, years: 52.5

 

n (%)

  • ECOG PS 0: 54 (49.1)
  • ECOG PS 1: 53 (48.2)
  • ECOG PS 2: 3 (2.7)

17.4

34.5 (26.1–43.9)

 

6.9 (4.2–8.4)

NR

Burris et al. 2011 [35]

(Primary)

 

USA

 

TDM4258g

 

Single-arm, phase 2

N=112; ≥1 prior HER2-targeted therapy

 

Median age, years: 54.5

 

n (%)

  • ECOG PS 0: 60 (53.6)
  • ECOG PS 1: 43 (38.4)
  • ECOG PS 2: 8 (7.1)
  • ECOG PS 3: 1 (0.9)

≥12

25.9 (18.4–34.4)

4.6 (3.9–8.6)

NR

Abbreviations: CI: Confidence Interval; CT: Chemotherapy; HER2: Human Epidermal Growth Factor Receptor 2; HR: Hazard Ratio; ITT: Intent-to-Treat; LoT: Line of Therapy; mOS: Median Overall Survival; mPFS: Median Progression-Free Survival; NE: Not Estimable; NR: Not Reported; ORR: Overall Response Rate; T-DM1: Trastuzumab Emtansine; T-DXd: Trastuzumab Deruxtecan; TKI: Tyrosine Kinase Inhibitor: TP: Trastuzumab: Pertuzumab; TPM: Trastuzumab: Pertuzumab: Metronomic Cyclophosphamide


The single-arm phase 2 trials involved heavily pre-treated patients who previously received HER2-directed therapies; across the studies, the median number of prior lines of therapy (LoT) ranged between 3.0–8.5 in the metastatic setting [35–37,39]. The randomized two-arm phase 3 trials and an expanded access study evaluated patients that previously received HER2-directed therapies: trastuzumab plus taxane in EMILIA, DESTINY and ELAINA [25–32,40], and trastuzumab plus lapatinib in TH3RESA and T-PAS [38,43]. An additional phase 3b safety trial (KAMILLA) only included patients with prior anti-HER2 treatment [33,34].

The ORR with T-DM1 in phase 3 studies ranged between 29.3–50.4% [26,30,34,40] and between 25.0–38.4% in phase 2 studies [35–37,39,42]. In the T-PAS expanded access study involving patients with measurable disease, ORR was 25.6% [43]. In comparison, T-DXd treatment was associated with a higher ORR of 79.0% in patients pre-treated with a taxane and trastuzumab with consistent rates observed in subgroups (79.6% and 79.8% in de-novo and recurrent populations, respectively) [25,26].

Median progression-free survival (mPFS) observed in clinical trials of T-DM1 ranged between 4.3–9.6 months [26,32,34–37,39,40,43]. In the phase 3 trials, mPFS was 9.6 months (versus 6.4 months for lapatinib plus capecitabine; 9.3 months in the Asian subgroup) in EMILIA [30,32] and 6.8 months in KAMILLA [34], the latter being consistent with DESTINY and T-PAS (each 6.8 months; versus not reached for T-DXd in DESTINY) [43,80]. Further subgroup analysis of KAMILLA revealed that the Asian cohort had a lower mPFS (5.7 months) compared with the global cohort (6.8 months) [34]. The phase 2 trials reported a mPFS that ranged between 4.3–6.9 months [36,39].

Median overall survival (mOS) observed in the phase 3 trials [26,29,30,34,38,40], ranged between 22.7–34.3 months and was not reached in DESTINY-BREAST03 trial [26]. T-DM1 mOS was 34.3 months (versus 22.7 months for lapatinib plus capecitabine) in EMILIA [30], 22.7 months (versus 15.8 months for physician’s choice) in TH3RESA [38], 27.2 months in KAMILLA [34], and was not reached (versus not reached for T-DXd) in DESTINY [26]. Only one phase 2 trial reported a mOS of 30.5 months in patients treated with T-DM1 [37].

Real-world studies

Thirty-six publications (34 real-world studies) reported data on T-DM1 therapy in patients who had progressed after ≥1 prior anti-HER2 regimen.

T-DM1 efficacy in pertuzumab pre-treated patients

The ORR ranged between 14.3–57.1% in six studies [46,48,54,56,66,78]. This appeared to be lower in pertuzumab-pretreated patients (14.3–40.2%) compared to pertuzumab-naïve patients (30.0–57.1%) [46,48,78]. A study by Fabi et al. (2020) also showed significantly lower ORR in pertuzumab pre-treated compared with naïve patients (33.3% vs. 57.1%; p=0.03) [46].

In patients who received T-DM1 as 2L therapy following 1L pertuzumab, mPFS ranged between 2.8–10.5 months (Table 3) [46,48,54,56,66,70–74,78], with one study suggested a potential association between longer 1L treatment duration and better mPFS (5.4 versus 10.8 months for <12 versus ≥12 months of 1L therapy, respectively; p=0.003) [71]. Compared with pertuzumab-naïve patients, 2L T-DM1 was generally associated with significantly shorter mPFS in pertuzumab pre-treated patients (7.8–12.0 versus 2.8–7.0 months, respectively; p<0.05) [46,72,74,78]. Seven studies demonstrated considerable variability in mOS (12.0–45.0 months) [48,55,65,66,71,74,78]. A trend towards a shorter mOS in pertuzumab pre-treated compared to pertuzumab-naïve patients (12.0–24.0 versus 14.4–45.0 months, respectively) was a consistent finding [48,65,74,78], although only one study (PANHER) reported a significant difference (24.0 vs. 45.0 months, p=0.002) [74]. Only two studies reported that prior pertuzumab treatment did not significantly impact mPFS (8.7 vs 8.3 months [51] and 6.18 vs 5.98 months [61]; p>0.05) or mOS (18.5 vs 20.6 months, p=0.86) [51].

Table 3. T-DM1 efficacy after first-line pertuzumab-containing regimen in real-world studies.

Study details (Country, Study name, design, data source and study duration)

Population, N; eligibility criteria

Median follow-up (months)

ORR, % (95% CI)

mPFS, months (95% CI)

mOS, months (95% CI)

He et al. 2024 [61]

 

China

 

Multicentric, observational

 

March 2023–June 2023

N=101

 

Previous treatment, n (%)

  • Trastuzumab: 101 (100.00)
  • Paclitaxel: 101 (100.00)
  • Pertuzumab: 35 (34.65)
  • Pyrotinib: 19 (18.81)

 

Median age, years: 51

 

n (%)

  • ECOG PS 0-1: 101 (100)

 

 

Prior LoTs, n (%)

  • Early, N=31
  • Pertuzumab: 22 (70.97)
  • Pyrotinib: 0
  • Advanced, N=70
  • Pertuzumab: 13 (18.57)
  • Pyrotinib: 19 (27.14)

NR

NR

Prior pertuzumab

  • Yes: 6.18 (5.87–6.50)
  • No: 5.98 (4.06–7.91); p=0.92

 

Prior pyrotinib

  • Yes: 6.18 (58.4–6.52)
  • No: 4.24 (1.92–6.56); p=0.49

NR

Peters et al. 2023 [73]

 

UK

 

Real-world analysis

 

2016–2021

N=85; 1L pertuzumab

 

Median age, years: 58

 

NR

NR

6.5

NR

Moinard-Butot et al. 2022 [71]

 

France

 

Retrospective study

 

2008–2016

N=233; 1L taxane + pertuzumab + trastuzumab

 

Median age:

  • Cohort A (2L T-DM1): 52
  • Cohort B (2L T-DM1 and 3L/4L lapatinib plus capecitabine): 48

20.8

NR

Overall: 7.1 (5.7–9.0)

 

1L treatment duration:

  • <12 months: 5.4 (4.1–7.1)
  • ≥12 months: 10.8 (7.5–13.9); p=0.003
  • Overall: 36.7 (28.3–not reached)
  •  Without BM: 36.7 (28.3–not reached)
  •  With BM: 19.1 (10.9–not reached)

Al Rabadi et al. 2021 [48]

 

USA

 

Retrospective study

 

2013–2018

N=33, 1L pertuzumab

 

Median age, years

  • Pertuzumab-pretreated: 58
  • Pertuzumab-naïve: 52

17

  • Pertuzumab-pretreated:14.3 (3.0–36.3)
  • Pertuzumab-naïve: 30.0 (6.7–65.2)

Pertuzumab-pretreated vs. naive: 9.5 (2.9–not reached) vs. 7.3; HR: 0.66 (95% CI: 0.30–1.47), p=0.310

 

Pertuzumab-pretreated vs. naive: Not reached vs. 14.4; HR: 0.56 (95% CI: 0.22–1.46), p=0.230

Daniels et al. 2021 [55]

 

Australia

 

Population-based retrospective study

 

2015–2019

N=309; 1L pertuzumab /trastuzumab

 

Median age, years: 58

30.7

NR

NR

18.9 (IQR: 7.9–29.5)

 

Migeotte et al. 2021 [70]

 

Belgium

 

Multi-centre observational retrospective study

 

2009–2016

N=51; Prior pertuzumab

 

Median age, years

  • 2L: 52.4
  • 3L: 50
  • ≥4L: 52.9

NR

NR

Pts receiving T-DM1 with vs without prior taxane-trastuzumab-pertuzumab: 3.55 (2.27–11.38) vs 9.50 (6.15–12.26); p=0.144

NR

Pizzuti et al. 2021 [74]

 

Italy

 

PANHER – multi-centre, observational study with retrospective design

 

2000–2020

N=1,328; 1L pertuzumab / trastuzumab; non-pertuzumab regimens

 

Median age, years: 52

 

ECOG PS, median (range): 1 (1-3)

52

NR

Overall: 8.0

1L pertuzumab: 7 (5.1–8.9)

1L trastuzumab or pertuzumab-naïve: 12.0 (5.8–18.2), p=0.01

1L pertuzumab: 24.0 (19.0–29.0)

1L pertuzumab naïve: 45.0 (36.0–54.0); p=0.002

Battisti et al. 2020 [51]

 

UK

 

Retrospective review

 

2014–2018

  • N=128; 1L-2L+
  • 1L: 15
  • 2L+: 113

 

Median age, years: 55

 

n (%)

  • ECOG PS 0: 35 (27.3)
  • ECOG PS 1: 80 (62.5)
  • ECOG PS 2: 10 (7.8)
  • ECOG PS 3: 3 (2.4)

 

  • Prior pertuzumab, n
  • Curative: 2 (1.6)
  • Palliative: 37 (28.9)
  • Total: 39 (30.5)

 

  • Prior trastuzumab, n
  • Curative: 63 (49.2)
  • Palliative: 113 (88.3)
  • Total: 128 (100.0)

NR

64.1

Overall: 8.7 (7.0–10.1)

 

  • Prior curative pertuzumab
  • No (n=124): 8.6 (7.0–10.1)
  • Yes (n=2): 6.4 (6.4–not reached); p=0.658

 

  • Prior palliative pertuzumab
  • No (n=89): 8.3 (6.1–10.1)
  • Yes (n=37): 8.7 (6.6–11.3); p=0.610

 

  • Prior curative trastuzumab
  • No (n=64): 9.2 (7.7–11.5)
  • Yes (n=62): 7.4 (5.3–10.1); p=0.582

 

  • Prior palliative trastuzumab
  • No (n=14): 5.3 (1.3–15.8)
  • Yes (n=112): 8.7 (7.5–10.1); p=0.138

 

 

 

 

 

 

Overall: 20.4 (17.0–22.1)

 

  • Prior curative pertuzumab
  • No (n=124): 20.4 (16.6–22.1)
  • Yes (n=2): 17.0 (17.0–NR); p=0.580

 

  • Prior palliative pertuzumab
  • No (n=89): 20.6 (17.5–22.9)
  • Yes (n=37): 18.5 (13.2–37.4); p=0.859

 

  • Prior curative trastuzumab
  • No (n=64): 22.1 (20.2–35.4)
  • Yes (n=62): 16.6 (13.7–20.4); p=0.025

 

  • Prior palliative trastuzumab
  • No (n=14): 17.0 (2.5–43.0)
  • Yes (n=112): 21.1 (16.6–22.9); p=0.367

Conte et al. 2020 [54]

 

Italy

 

Retrospective/prospective observational multi-centre study

 

2000–2018

N=77; 1L taxane + pertuzumab / trastuzumab

 

Median age, years: 50

 

7

27.1

6.3 (4.8–7.7)

Not reached

 

del Prete et al. 2020 [56]

 

Italy

 

Multi-centre, retrospective study

N=135; 1L taxane + pertuzumab / trastuzumab

 

Median age, years: 56

10.3

20.7

10.5 (8.6–12.7)

NR

Martinez-Garcia et al. 2020 [66]

 

Spain

 

TDM1RM – retrospective observational study

 

2015–2020

N=52; 1L taxane + pertuzumab / trastuzumab

 

Median age, years: 52

 

%

  • ECOG PS 0: 15
  • ECOG PS 1: 61
  • ECOG PS 2: 23

 

 

 

33

42

8.4 (6.9–9.9)

23.6 (17.5–29.7)

Lupichuk et al. 2019 [65]

 

Canada

 

Retrospective study

 

2013–2016

N=104, 1L pertuzumab; pertuzumab-naïve

 

Median age, years

  • Adjuvant trastuzumab: 56
  • No prior Adjuvant trastuzumab: 57

29.7 (14.0–57.5)

NR

NR

Pertuzumab naïve vs. pretreated: 23.2 vs. 14.1; aHR: 0.60 (95% CI: 0.35–1.03), p=0.065

Noda-Narita et al. 2019 [72]

 

Japan

 

Retrospective study

 

2014–2017

N=42; 1L pertuzumab / trastuzumab or trastuzumab alone

 

Median age, years

  • Trastuzumab/Pertuzumab: 53
  • Trastuzumab: 60

 

ECOG 0, n (%)

  • Trastuzumab/Pertuzumab: 13 (72)
  • Trastuzumab: 13 (54)

 

ECOG 1, n (%)

  • Trastuzumab/Pertuzumab: 5 (28)
  • Trastuzumab: 10 (42)

 

ECOG 2, n (%)

  • Trastuzumab/Pertuzumab: 0 (0)
  • Trastuzumab: 1 (4)

4.8

NR

  • Pertuzumab/trastuzumab: 2.8 (1.7–4.8)
  • Trastuzumab alone: 7.8 (5.5–15.9); p=0.003

NR

Fabi et al. 2017 [46]

 

Italy

 

Multi-centre field-practice retrospective study

 

2012–2016

N=107; 1L taxane + pertuzumab/trastuzumab

 

Median age, years

  • Trastuzumab/Pertuzumab: 43
  • Trastuzumab: 51

 

 

NR

1L pertuzumab: 33.3

1L trastuzumab: 57.1; p=0.03

1L pertuzumab vs. naive: 5.0 (4.3–5.7) vs.11.0 (7.8–14.2); HR: 2.02 (95% CI: 1.14–3.58), p=0.01

NR

Vici et al. 2017 [78]

 

Italy

 

Retrospective observational study

 

2013–2016

N=245; 1L pertuzumab-trastuzumab-taxane

 

Median age, years: 56

 

%

  • ECOG PS 0: 140 (56)
  • ECOG PS 1: 91 (36.4)
  • ECOG PS 2: 19 (7.6)

15

  • T-DM1 LoT2: 44.5 (38.3–50.7)
  • 1L pertuzumab vs naive: 40.2 26.4-54.4) vs. 44.3 (37.5-51.2); p=0.75
  • T-DM1 LoT2: 6.0 (5.0–7.0)
  • 1L pertuzumab vs naive: 3.0 (2.0–4.0) vs. 8.0 (4.0–12.0); p=0.0001
  • T-DM1 LoT2: 26.0 (15.6–36.3)
  • 1L pertuzumab vs naive: 12.0 (9.0–15.0) vs. 26.0 (16.0–36.0); p=0.06

Abbreviations: 1L: First-line; aHR: adjusted Hazard Ratio; BM: Bone Metastasis; CI: Confidence Interval; HER2: Human Epidermal Growth Factor Receptor 2; IQR: Interquartile Range; Lot: Line of Therapy; mOS: Median Overall Survival; mPFS: Median Progression-Free Survival; NR: Not Reported; ORR: Overall Response Rate; OS: Overall Survival; PFS: Progression Free Survival; pts: Patients; T-DM1: Trastuzumab Emtansine; UK: United Kingdom.


T-DM1 efficacy in early versus later lines of therapy

Ten studies described T-DM1 efficacy in patients with HER2-positive mBC in early vs. later lines of therapy [45,50,53,59,62,64,68–70,77].

Where reported, most studies showed a decline in ORR, mPFS, and mOS in more heavily pre-treated patients versus those receiving T-DM1 as 2L therapy (Table 4). Early T-DM1 treatment showed better ORR (2L: 20.0–44.4%) [45,50,64,77] compared with heavily treated patients (≥4L: 17.1–20.3%) [50,68] which was also reflected in mPFS (2L: 7.7–12.0 months) compared with later lines (≥4L: 2.7–8.0 months) [45,50,59,69]. A similar pattern was also reported in studies that compared 1–4L versus 5–8L (12.9 vs. 6.6 months) [68] or 1–3L versus 4–10L (9.21 vs. 7.29 months) [70]. Consistently, one study reported a mOS of 41 months (2L) versus 17 months (5L) [50]. One-year OS rates were reported in two studies; this was 80% (2L) compared with 39% (≥4L) in one study [69], and 91% (1–4L) compared with 64% (5–8L) in another [68].

Seven other studies reported ORR (21.9–73.3%), mPFS (4.0–10.0 months) and mOS (17.3–not reached) with T-DM1 therapy in any LoT (Table 4) [49,52,57,60,63,67,79].

Table 4. T-DM1 efficacy in different lines and combined line (2L+) of therapy in real-world studies.

Study details (Country, Study name, design, data source and study duration)

Population, N; eligibility criteria

Median follow-up (months)

ORR, % (95% CI)

mPFS, months (95% CI), unless stated otherwise

mOS, months (95% CI), unless stated otherwise

A. Different line of therapy (LoT)

Bahceci et al. 2021 [50]

 

Turkey

 

Retrospective multi-centre study

N=414; prior trastuzumab /trastuzumab + pertuzumab /trastuzumab + lapatinib /CT

 

Median age, years: 47

 

T-DM1 lines, n

  • 1L: 20
  • 2L: 156
  • 3L: 111
  • 4L: 78
  • ≥5L: 49

67.3±42.6

 

Post-T-DM1: 13.7±7.9

Last status at response

  • 2L: 34.1
  • 3L: 15.8
  • 4L: 20.2
  • ≥5L: 17.0
  • Total: 25.2
  • 2L: 12.0
  • 3L: 8.0
  • 4L: 8.0
  • ≥5: 8.0
  • 2L: 41.0
  • 3L: 46.0
  • 4L: 23.0
  • ≥5: 17.0

Migeotte et al. 2021 [70]

 

Belgium

 

Retrospective multi-centre study

 

2009–2016

  • N=51; Prior T-DM1 treated

 

T-DM1 lines, n

  • 1L: 4
  • 2L: 20
  • 3L: 1
  • 4L+: 6

 

Median age, years

  • 2L: 52.4
  • 3L: 50
  • ≥4L: 52.9

NR

NR

Overall: 9.01 (4.87–11.41)

 

  • Pts with T-DM1 in LoT 1–3 vs 4–10: 9.21 (4.87–12.14) vs 7.29 (2.73–12.30)
  • Pts with T-DM1 in LoT 1–2 vs 3–10: 9.41 (3.59–18.88) vs 6.41 (2.80–11.74)
  • Pts with T-DM1 with vs without prior capecitabine and lapatinib: 5.56 (2.70–28.96) vs 9.17 (5.42–12.10)

NR

Tataroglu Ozyukseler et al. 2021 [77]

 

Turkey

 

Single-centre retrospective, observational study

 

2016–2019

N=78; 1L trastuzumab-based regimens

 

Median age, years: 52

 

%

  • ECOG PS 0: 32 (41.0)
  • ECOG PS 1: 38 (48.7)
  • ECOG PS 2: 8 (10.3)

12.9 (7.4–19.8)

Objective response rate: 25.6

7.8 (IQR, 3.7–19.5)

21.1 (IQR, 8.7–30.9)

Michel et al. 2020 [69]

 

Germany

 

PRAEGNANT – Ongoing prospective study

N=76; 1L pertuzumab

 

Median age, years: 54.6

 

%

  • ECOG PS 0: 37 (55.2)
  • ECOG PS 1: 25 (37.3)
  • ECOG PS 2: 3 (4.5)
  • ECOG PS 3: 2 (3.0)

 

T-DM1 lines, n

  • 2L: 39
  • 3L: 25
  • ≥4L: 12

3.1

NR

Overall: 3.5 (2.8–7.8)

  • 2L: 7.7 (2.8–11.0)
  • 3L: 3.4 (2.3–not reached)
  • ≥4L: 2.7 (1.2–not reached)

Overall: 22.5 (16.9–not reached)

  • 3L: 18.3 (12.6–not reached)
  • ≥4L: 9.1 (4.7–not reached)

Fabi et al. 2017 [45]

 

Italy

 

FIELD-PRACTICE – multi-centre study

 

2012–2016

N=282; Prior CT / hormonal therapies / anti-HER2 therapy

 

Median age, years: 51

 

T-DM1 lines, n

  • 1L: 6
  • 2L: 117
  • 3L: 64
  • >3L: 95

Overall: 10

For OS: 8

  • Total: 102 (36.2)
  • 2L: 52 (44.4)
  • 3L: 26 (40.6)
  • >3L: 23 (24.2)
  • 2L: 9.0 (6.4–11.6)
  • 3L: 12.0 (9.7–16.3)
  • >3L:5.0 (4.0–5.9)

Not reached

Michel et al. 2015 [68]

 

Germany

 

Retrospective chart review

 

2010–2014

N=23; Prior trastuzumab / lapatinib / pertuzumab

 

Median age, years: 54.6

 

%

  • ECOG PS 0: 37 (55.2)
  • ECOG PS 1: 25 (37.3)
  • ECOG PS 2: 3 (4.5)
  • ECOG PS 3: 2 (3.0)

 

 

Prior therapies, n (%)

  • Trastuzumab: 21 (91.3)
  • Lapatinib: 14 (60.9)
  • Pertuzumab: 8 (34.8)

 

T-DM1 lines, n (%):

  • 1L: 4 (17)
  • 2L: 3 (13)
  • 3L: 6 (26)
  • ≥4L: 10 (43.5)

285 (21–1016) days

All: 26.0

  • ≥2L: 21.0
  • ≥4L: 20.0

Overall: 8.4 (5.7–12.9)

  • 1L-4L: 12.9 (5.7–31.5)
  • 5-8L: 6.6 (0.7–7.4)

NR

B. Second and further LoT (2L+)

Baek et al. 2024 [49]

 

Korea

 

KCSG BR19-15 –retrospective, non-interventional study

 

2017–2018

  • N=824; Prior trastuzumab and taxane

 

Median age, years: 58

 

n (%)

  • ECOG PS 0-1: 695 (84)
  • ECOG PS 2: 74 (9)
  • Unknown: 54 (7)

 

Prior therapy, %

  • Pertuzumab: 21.7

 

16.8 with advanced line of TD-M1 (2L+)

35

6.6 (6.1–7.3)

 

aHR for prior pertuzumab use: 1.204 (95% CI: 0.936–1.55), p=0.149

Not reached

 

aHR for prior pertuzumab use:1.623 (95% CI: 1.022–2.578), p=0.040

Bian et al. 2023 [52]

 

China

 

Retrospective study

 

2013–2022

  • N=213; Prior TKI

 

  • T-DM1, n: 71
  • ADC, n: 73
  • HP (combination CT), n: 69

 

Median age, years: 47

NR

  • T-DM1: 22.5
  • ADC: 54.8
  • HP: 27.5
  • T-DM1: 4.0
  • ADC: 7.0
  • HP: 6.6

NR

Blotta et al. 2023 [53]

 

Brazil

 

Retrospective, medical records

 

2013–2023

N=73, Pts with T-DM1 (1L, 2L, 3L/3L+)

 

Median age, years: 57

NR

82.6

12.7

53.9

Hsieh et al. 2023 [62]

 

Taiwan

 

Retrospective cohort study

 

2013–2022

N=32 (any LoT)

Prior pertuzumab + trastuzumab, n: 12

 

Median age, years: 60

NR

NR

NR

  • Dual-blockade: 68.2
  • Trastuzumab only: 73.2

Ji et al. 2023 [63]

 

China

 

Real-world retrospectively study

 

2013–2022

N=144; Prior TKI, trastuzumab

  • Anti-HER2 ADC, n: 73
  • T-DM1, n: 71

 

Subgroup analysis

  • Anti-HER2 ADC, n: 43
  • T-Dxd, n: 30
  • T-DM1, n: 71

 

Median age, years

  • Anti-HER2 ADCs: 48
  • T-DM1: 42

NR

Objective response rate:

  • Anti-HER2 ADC: 54.8
  • T-DM1: 22.5
  • For pts who reached endpoint-
  • Anti-HER2 ADC: 7.0 (6.1-7.9)
  • T-DM1: 4.0 (3.4-4.6); HR: 0.43 (95% CI: 0.29–0.65)

 

For all pts-

  • Anti-HER2 ADC: 7.0 (6.2-9.8)
  • T-Dxd: 13.0 (8.1-12.5)
  • T-DM1: 4.0 (4.4-6.8)

NR

Martins et al. 2023 [67]

 

Portugal

 

Retrospective study

 

2017–2023

N=32; Prior Pertuzumab/trastuzumab plus taxane

 

Median age, years: 53

 

NR

Objective response rate: 21.9 (9.3–40.0)

4.4 (1.54–7.26)

17.3 (10.6–24.54)

Drago et al. 2022 [57]

 

USA

 

Retrospective study

  • T-DM1 (LoT unknown), N=164
  • Statins with T-DM1, n: 21

 

Median age, years

  • With Statin: 58
  • No Statin: 50

NR

NR

  • T-DM1: 5.5
  • Statins with T-DM1: 14
  • No statins: 5.4

NR

Gogia et al. 2022 [59]

 

India

 

Retrospective study

 

2015–2021

N=80; 1L anti HER2 therapy or relapse within 6 months of adjuvant trastuzumab

 

Median age, years: 49

 

ECOG PS 0-1: 80%

 

Prior therapy, %

  • Trastuzumab monotherapy: 100
  • Pertuzumab + trastuzumab: 22.5

 

T-DM1 line, n

2L: 80 (100%)

18

80

10

27

Li et al. 2021 [64]

 

China

 

Real-world study

 

2013–2019

N=105; prior trastuzumab and lapatinib (any LoT)

  • Pyrotinib, n: 55
  • T-DM1, n: 50

 

Median age, years

  • Pyrotinib, n: 47
  • T-DM1, n: 46

 

 

NR

Objective response rate, n (%)

  • Pyrotinib: 9 (16.3)
  • T-DM1: 10 (20.0)

Overall

  • Pyrotinib: 6.0 (4.7–7.3)
  • T-DM1: 4.2 (3.6–4.8), p=0.044

 

  • Patients who have benefited from
  • prior therapy
  • Lapatinib
  • Pyrotinib: 8.1 (4.8–11.4)
  • T-DM1: 4.4 (3.8–5.0), p=0.013

 

  • Trastuzumab
  • Pyrotinib: 5.1 (3.7–6.5)
  • T-DM1: 4.4 (3.8–5.0), p=0.251

 

  • Lapatinib and Trastuzumab
  • Pyrotinib: 6.9 (4.3–9.5)
  • T-DM1: 4.4 (3.8–5.0), p=0.053

NR

Hardy-Werbin et al. 2019 [60]

 

Spain

 

Retrospective

 

2012–2016

N=15; Prior trastuzumab

 

Median age, years: 48

 

N (%)

  • ECOG PS 0:  3 (20)
  • ECOG PS 1: 11 (73.3)
  • ECOG PS 2: 1 (6.7)

 

 

NR

Objective response rate: 73.3

10 (3.47–16.52)

34 (16.96–51.04)

Yeo et al. 2018 [79]

 

Hong Kong

 

Retrospective study

 

2013–2015

N=37; Prior anti-HER2 (trastuzumab, lapatinib or pertuzumab), CT or endocrine therapy

 

Median age, years: 52

 

N (%)

  • ECOG PS 0:  4 (10.8)
  • ECOG PS 1: 29 (78.4)
  • ECOG PS 2: 4 (10.8)
  • Overall: 15.6
  • For PFS: 5.0

29.7

6.0 (3.3–9.8)

Not reached

Abbreviations: 1L: First-line; 2L: Second-line; 3L: Third-line; 4L: Fourth line; 5L: Fifth line; ADC: Antibody-Drug Conjugate; aHR: Adjusted Hazard Ratio; CI: Confidence Interval; CT: Chemotherapy; HER2: Human Epidermal Growth Factor Receptor 2; HR: Hazard Ratio; IQR: Interquartile Range; LoT: Line of Therapy; mBC: Metastatic Breast Cancer; mOS: Median Overall Survival; mPFS: Median Progression-Free Survival; NR: Not Reported; ORR: Overall Response Rate; OS: Overall Survival; PFS: Progression Free Survival; pts: Patients; T-DM1: Trastuzumab Emtansine; T-Dxd: Trastuzumab Deruxtecan; TKI: Tyrosine Kinase Inhibitor; UK: United Kingdom; US: United States


Efficacy with or without brain/central nervous system metastasis

HER2-positive disease may progress and metastasize to the brain/central nervous system (CNS), which may impact treatment efficacy. In fact, evidence from trials that included patients with HER2-positive mBC with and without brain metastasis (BM) suggest mPFS and mOS are longer in the latter patient subgroup (Table 5) [26,27,33]. In patients with BM/CNS metastasis, mPFS and mOS ranged from 3.0–6.9 months and 18.9–26.8 months, respectively [26,27,31,33,43], which increased to 7.1 months and 30.0 months, respectively, in patients without BM [27,33]. Considering other 2L therapeutic options, T-DM1 was associated with prolonged mOS compared with capecitabine–lapatinib (26.8 vs. 12.9 months) although mPFS was similar (5.9 vs. 5.7 months) [31], while T-DXd yielded a better 1-year PFS rate of 72.0% (vs. 20.9% for T-DM1) [27]. Additionally, among patients with BM treated with T-DM1 (n=39), mPFS was longer in those without prior therapy for BM (5.6 months, n=19) compared to those with prior therapy for BMs (radiotherapy alone, surgery alone or both) (2.8 months, n=20) [27].

Similarly, evidence from six real-world studies also indicate a better mPFS and mOS in response to T-DM1 in patients without BM, although patients with BM also benefited from T-DM1 (Table 5) [44,45,60,61,71,75,77]. In patients with and without BM/CNS metastasis, mPFS ranged from 6–7 months and 8–13 months, respectively [44,45,60]; and mOS was 14–not reached and 32 months, respectively [44,60].

Table 5. T-DM1 efficacy outcomes of HER2-positive mBC patients with or without brain metastasis (BM)/CNS metastasis.

Study (Primary/Secondary Publication)

Study details (Country, Study name, design and duration)

Population; N (%); eligibility criteria

Median follow-up (months)

ORR, % (95% CI)

mPFS, months (95% CI)

mOS, months (95% CI)

A. Clinical studies

I. DESTINY-Breast03 (two publications)

Hurvitz et al. 2024 [27]

(Secondary)

 

 

Global

 

DESTINY-Breast03 (NCT03529110)

 

Randomized, open-label, multi-centre, phase 3

N=524; prior anti-HER2 (trastuzumab and pertuzumab)

  • T-Dxd, n: 261
  • Patients with BM, n: 43 (16.5)
  • Patients without BM, n: 218 (83.5)
  • T-DM1, n: 263
  • Patients with BM, n: 39 (14.8)
  • Patients without BM, n: 224 (85.2)

 

Median age, years

  • T-DM1: 54.2
  • T-DXd: 54.3

 

ECOG 0, n (%)

  • T-DM1: 175 (66.5)
  • T-DXd: 154 (59.0)

 

ECOG 1, n (%)

  • T-DM1: 87 (33.1)
  • T-DXd: 106 (40.6)

 

NR

T-Dxd

  • Overall: 79.7 (74.3–84.4)
  • Patients with BMs: 67.4 (51.5–80.9
  • Patients without BMs: 82.1 (76.4–87.0)

 

T-DM1

  • Overall: 34.2 (28.5–40.3)
  • Patients with BMs: 20.5 (9.3–36.5)
  • Patients without BMs: 36.6 (30.3–43.3)

 

Patients with BM at baseline

  • T-Dxd: 15.0 (12.5–22.2)
  • T-DM1: 3.0 (2.8–5.8); HR 0.25, (95% CI 0.13-0.45)

 

Patients without BM at baseline

  • T-Dxd: NR (22.4–NE)
  • T-DM1: 7.1 (5.6–9.7); HR 0.30 (95% CI 0.22–0.40)

 

Patients with prior BM therapy

  • T-Dxd: 14.1 (8.5–18.5)
  • T-DM1: 2.8 (2.6–NE); HR 0.35 (95% CI 0.15–0.79)

 

Patients without prior BM therapy

  • T-Dxd: 16.8 (12.4–NE)
  • T-DM1: 5.6 (2.8–5.8); HR 0.16 (95% CI 0.06–0.44)

NR

 

 

 

  • T-Dxd: 28.4
  • T-DM1: 26.5

NR

NR

Patients with BM

  • T-Dxd: NR (23.8–NE)
  • T-DM1: 25.1 (12.6–NE)

HR: 0·54 (95% CI, 0.29–1.03)

 

Patients without BM

  • T-Dxd: NR (40.5–NE)
  • T-DM1: NR (37.7–NE)

HR: 0.66 (95% CI, 0.47–0.94)

II. Other trials

Fabi et al. 2017 [45]

(Primary)

 

Fabi et al. 2018 [44]

(Secondary)

 

 

 

Italy

 

FIELD-PRACTICE – multi-centre study

 

2012–2016

N=303; prior brain loco-regional treatment

  • BM group, 87 (28.7)
  • Non-BM group: 216 (71.2)

 

Median age, years: 51

 

16 (1–55)

BM: 35.1

Non-BM: 38.3

Overall population

  • BM: 7.0 (5.4–8.6)
  • Non-BM: 8.0 (5.7–10.3)

 

2 LoT

  • BM: 5.0 (3.1–6.9)
  • Non-BM: 11 (7.1–14.9)

 

3 LoT

  • BM: 12.0 (4.9–19.8)
  • Non-BM: 13 (8.0–18.0)

 

4 LoT

  • BM: 6.0 (2.8–9.2)
  • Non-BM: 5.0 (4.1–5.9)

Overall population

  • BM: 14 (12.2–15.8)
  • Non-BM: 32 (24.4–39.6)

 

2 LoT

  • BM: 13 (9.1–16.9)
  • Non-BM: 31 (21.1–40.8)

 

3 LoT

  • BM: 14 (5.6–22.4)
  • Non-BM: 35 (32.2–37.8)

Montemurro et al. 2020 [33]

(Secondary)

Global

 

KAMILLA (NCT01702571)

 

Single-arm, ongoing, phase 3b

N=2002; prior taxane, Trastuzumab, pertuzumab, Lapatinib, Endocrine therapy, Anthracyclines

  • Patients with BM at baseline, n: 398 (19.8)
  • Patients without BM at baseline, n: 1604 (80.1)

 

Median age, years

  • Patients with BM at baseline: 52
  • Patients without BM at baseline: 55

 

ECOG PS 0

  • Patients with BM at baseline: 192 (48.2)
  • Patients without BM at baseline: 918 (57.2)

 

ECOG PS 1

  • Patients with BM at baseline: 174 (43.7)
  • Patients without BM at baseline: 601 (37.5)

 

ECOG PS 2

  • Patients with BM at baseline: 32 (8.0)
  • Patients without BM at baseline: 83 (5.2)

20.6

Patients with measurable BM at baseline (n=126)

BOR: 21.4 (14.6–29.6)

  • Patients with BM at baseline: 5.5 (5.3–5.6)
  • Patients without BM at baseline: 7.7 (6.8–8.1)
  • Patients with BM at baseline: 18.9 (17.1–21.3)
  • Patients without BM at baseline: 30.0 (27.6–31.2)

Krop et al. 2015 [31]

(Secondary)

 

Global

 

EMILIA (NCT00829166)

 

Randomized, open-label, multi-centre, phase 3

N=991; prior taxane + trastuzumab stable

 

CNS metastasis at baseline

  • T-DM1, n: 45 (4.5)
  • Lapatinib plus capecitabine, n: 50 (5.0)

 

Median age, years

  • T-DM1: 51
  • Lapatinib plus capecitabine: 53

 

n (%)

ECOG PS 0

  • T-DM1: 22 (48.9)
  • Lapatinib plus capecitabine: 24 (49.0)

 

ECOG PS 1

  • T-DM1: 23 (51.1)
  • Lapatinib plus capecitabine: 25 (51.0)
  • For ITT pop
  • T-DM1: 19.1
  • Lapatinib plus capecitabine: 18.6

NR

  • T-DM1: 5.9
  • Lapatinib plus capecitabine: 5.7

Stratified HR: 1.000 (95% CI, 0.542−1.844); p=0.9998

 

  • T-DM1: 26.8
  • Lapatinib plus capecitabine: 12.9

Stratified HR=0.696 (95% CI, 0.328−1.476); p=0.3378

 

Yardley et al. 2015 [43]

(Primary)

USA

 

T-PAS (TDM4884g / NCT01120561)

 

Single-arm, multi-centre, expanded access

N=215; ≤2 prior HER2-directed therapy

 

Patients with BM, n: 26 (9.4)

 

Median age, years: 53

 

n (%)

  • ECOG PS 0: 99 (46.3)
  • ECOG PS 1: 91 (42.5)
  • ECOG PS 2: 24 (11.2)

5.9

Measurable, N=22

27.3 (10.7–50.2)

6.9 (2.7–12.3)

NR

B. Real-world studies

He et al. 2024 [61]

(Primary)

 

 

China

 

Multicentric, observational

 

March 2023–June 2023

N=101; prior trastuzumab and taxane

  • BM: 10 (26.3)
  • Non-BM: 28 (73.7)

 

Median age, years: 51

 

n (%)

  • ECOG PS 0-1: 101 (100)

7

NR

BM: 6.1 (5.9–6.3)

Non-BM: 4

NR

Sanglier et al. 2023 [75]

(Primary)

 

 

USA

 

Retrospective, observational study

 

Jan 1, 2011–Dec 31, 2020

N=214; no prior T-DM1 or LC treatment

BM cohort treated with

  • T-DM1: 161 (75.2)
  • LC: 53 (24.8)

 

Before weighting

Median age, years

  • T-DM1: 56
  • LC: 54

 

ECOG PS 0

  • T-DM1: 32 (19.9)
  • LC: 13 (24.5)

 

ECOG PS 1

  • T-DM1: 60 (37.3)
  • LC: 16 (30.2)

 

ECOG PS ≥2

  • T-DM1: 30 (18.6)
  • LC: 9 (17.0)

 

ECOG PS missing

  • T-DM1: 39 (24.2)
  • LC: 15 (28.3)

 

After weighting

Median age, years

  • T-DM1: 56
  • LC: 53.7

 

ECOG PS 0

  • T-DM1: 32.4 (20.4)
  • LC: 8.1 (15.0)

 

ECOG PS 1

  • T-DM1: 55.5 (35.0)
  • LC: 21.6 (40.0)

 

ECOG PS ≥2

  • T-DM1: 30.1 (18.9)
  • LC: 9.5 (17.6)

 

ECOG PS missing

  • T-DM1: 40.7 (25.6)
  • LC: 14.8 (27.5)

Prior to weighting: 30.7

After weighting: 28.8

NR

Prior to weighting

  • T-DM1: 6.2 (4.7–8.0)
  • LC: 3.9 (3.2–5.1)

HR: 0.57 (95% CI 0.42–0.78); p<0.001

 

After weighting

  • T-DM1: 6.0 (4.6–7.2)
  • LC: 4.0 (2.8–5.1)

HR: 0.50 (95% CI 0.36–0.69); p<0.001

Prior to weighting

  • T-DM1: 18.3 (16.5–23.7)
  • LC: 10.7 (8.7–16.6)

HR: 0.69 (95% CI 0.46–1.03), p=0.046

 

After weighting

  • T-DM1: 17.7 (16.0–23.7)
  • LC: 9.6 (7.9–14.5)

HR: 0.55 (95% CI 0.34–0.89); p=0.013)

Moinard-Butot et al. 2022 [71]

(Primary)

 

 

France

 

Retrospective, 18 French

Comprehensive Cancer Centre’s

 

2008–2016

Cohort A treated with T-DM1

N=233; taxane-based CT and dual HER2-blockage by trastuzumab + pertuzumab

  • BM: 18 (7.7)
  • Non-BM: 215 (92.3)

 

Median age:

  • Cohort A (2L T-DM1): 52
  • Cohort B (2L T-DM1 and 3L/4L lapatinib plus capecitabine): 48

20.8 (0–61)

NR

NR

Cohort A

  • BM: 19.1 (10.9–NA)
  • Non-BM: 36.7 (28.3–NA)

Tataroglu Ozyukseler et al. 2021 [77]

(Primary)

 

 

Turkey

 

Single-centre retrospective, observational study

 

2016–2019

N=78; ≥1 trastuzumab-based regimens

  • BM: 36 (46.2)
  • Non-BM: 42 (53.8)

 

Median age, years: 52

 

%

  • ECOG PS 0: 32 (41.0)
  • ECOG PS 1: 38 (48.7)
  • ECOG PS 2: 8 (10.3)

12.9 (7.4–19.8)

NR

  • BM: 8.5 (4.0–not reached)
  • Non-BM: 6.2 (3.6–19.5)
  • BM: 17.5 (9.6–NR)
  • Non-BM: 29.5 (8.3–30.9)

Hardy-Werbin et al. 2019 [60]

(Primary)

Spain

 

Retrospective

 

2012–2016

N=15; prior trastuzumab and taxane

  • BM: 5 (33.3)
  • Non-BM: 10 (66.7)

 

Median age, years: 48

 

n (%)

  • ECOG PS 0: 3 (20)
  • ECOG PS 1: 11 (73.3)
  • ECOG PS 2: 1 (6.7)

NR

80.0

BM: 6.0 (3.85–8.14)

Non-BM: 13 (8.6–17.93)

Not reached

Abbreviations: BM: Brain Metastasis; BOR: Best Overall Response; CI: Confidence Interval; CNS: Central Nervous System; CT: Chemotherapy; HER2: Human Epidermal Growth Factor Receptor 2; HR: Hazard Ratio; ITT: Intent-to-Treat; LC: Lapatinib plus Capecitabine; LoT: Line of Therapy; mOS: Median Overall Survival; mPFS: Median Progression-Free Survival; NA: Not Applicable; NE: Not Evaluable; NR: Not Reported; ORR: Overall Response Rate; PFS: Progression Free Survival; T-DM1: Trastuzumab Emtansine; T-Dxd: Trastuzumab Deruxtecan; US: United States.


Safety

Clinical trials

The pivotal phase 3 trials (DESTINY-Breast03, ELAINA, KAMILLA, EMILIA and TH3RESA), phase 2 studies, and the expanded-access study demonstrated a consistent T-DM1 safety profile in terms of types of grades 3 or worse AEs (Table 6). Thrombocytopenia emerged as one of the most common grade ≥3 AEs, occurring in 2.3%–10.2% of patients in most of the included trials [33,34,36,38,39,42,43]. Three trials reported higher grade ≥3 AE rates (14.0–29.7%) [26,29,41], while a notably higher (40.4%) incidence of thrombocytopenia was observed in the ELAINA trial [40].

Table 6. T-DM1 safety (grade ≥3) in pivotal HER2-postive advance/metastatic breast cancer in clinical trials.

Study (Primary/Secondary Publication)

Study details (Country, Study name, design and duration)

Population; N; eligibility criteria

Median follow-up (months)

Grade 3 AEs, n (%)

Grade 4 AEs, n (%)

Grade ≥3 AEs, n (%)

A. Breast-03 Trial

Cortés et al. 2022 [80]

(Primary)

Global

 

DESTINY-Breast03 (NCT03529110)

 

Randomized, open-label, multi-centre, active-controlled, phase 3

N=524; prior taxane + trastuzumab

 

T-DM1, n: 263

prior anti-HER2 therapy

  • Prior 1L: 197
  • Prior >2L: 63

Patient subgroups

  • De novo: 104
  • Recurrent: 159

 

T-DXd, n: 261

prior anti-HER2 therapy

  • Prior 1L: 193
  • Prior >2L: 66

Patient subgroups

  • De novo: 93

Recurrent: 168

 

Median age, years

  • T-DM1: 54.2
  • T-DXd: 54.3

 

ECOG 0, n (%)

  • T-DM1: 175 (66.5)
  • T-DXd: 154 (59.0)

 

ECOG 1, n (%)

  • T-DM1: 87 (33.1)
  • T-DXd: 106 (40.6)
  • T-Dxd: 16.2
  • T-DM1: 15.3

 

NR

NR

T-DXd (N = 257) vs T-DM1 (N = 261)

 

Haematologic toxicities

  • Neutropenia: 49 (19.1) vs 8 (3.1)
  • Thrombocytopenia: 18 (7.0) vs 65 (24.9)
  • Leukopenia: 17 (6.6) vs 1 (0.4)
  • Anemia: 15 (5.8) vs 11 (4.2)

 

Non-haematologic toxicities

  • Nausea: 17 (6.6) vs 1 (0.4)
  • Fatigue 13 (5.1) vs 2 (0.8)
  • AST increased: 2 (0.8) vs 13 (5.0)
  • ALT increased: 4 (1.6) vs 12 (4.6)
  • Vomiting: 4 (1.6) vs 1 (0.4)
  • Decreased appetite 3 (1.2) vs 0
  • Diarrhoea: 1 (0.4) vs 1 (0.4)
  • ILD/pneumonitis: 2 (0.8) vs 0

 

  • Any grade ≥ 3 AE: 52.1% vs 48.3%
  • Drug-related grade 3/4 AE: 45.1% vs 39.8%

Grade ≥ 3 TEAEs leading to discontinuation: 13.6% vs 7.3%

Hurvitz et al. 2023 [26]

(Secondary)

 

 

  • T-Dxd: 28.4

T-DM1: 26.5

T-Dxd (N=257) vs. T-DM1 (N=261)

 

Hematologic toxicities

  • Anemia: 24 (9) vs. 15 (6)
  • Platelet count decreased: 18 (7) vs. 45 (17)
  • WBC count decreased: 16 (6) vs. 2 (<1)

 

Non-hematologic toxicities

  • Nausea: 18 (7) vs. 1 (<1)
  • Vomiting: 3 (1) vs. 2 (<1)
  • Diarrhoea: 3 (1) vs. 2 (<1)
  • Fatigue: 15 (6) vs. 2 (<1)
  • Neutrophil count decreased: 38 (15) vs. 8 (3)
  • AST increased: 2 (<1) vs. 14 (5)
  • ALT increased: 4 (2) vs. 12 (5)
  • Decreased appetite: 4 (2) vs. 1 (<1)

Weight decreased: 6 (2) vs. 2 (<1)

T-Dxd (N=257) vs. T-DM1 (N=261)

 

Hematologic toxicities

Platelet count decreased: 2 (<1) vs. 7 (3)

 

Non-hematologic toxicities

Neutrophil count decreased: 3 (1) vs. 0

 

T-Dxd (N=257) vs. T-DM1 (N=261)

 

Hematologic toxicities

  • Anemia: 24 (9) vs. 17 (7)
  • Platelet count decreased: 20 (8) vs. 52 (20)
  • WBC count decreased: 16 (6) vs. 2 (<1)

 

Non-hematologic toxicities

  • Neutrophil count decreased: 41 (16) vs. 8 (3)
  • Nausea: 18 (7) vs. 1 (<1)
  • Fatigue: 15 (6) vs. 2 (<1)
  • Bodyweight decreased: 6 (2) vs. 2 (<1)
  • Vomiting: 4 (2) vs. 2 (<1)
  • ALT increased: 4 (2) vs. 12 (5)
  • Decreased appetite: 4 (2) vs. 1 (<1)
  • Diarrhea: 3 (1) vs. 2 (<1)
  • AST increased: 2 (<1) vs. 14 (5)

 

Grade ≥3 TEAEs

  • 145 (56) vs. 135 (52)

 

Drug related Grade ≥3 TEAEs:

121 (47) vs. 110 (42)

Im et al. 2022 [28]

(Secondary)

Asia

Asians, n: 309; prior taxane + trastuzumab

  • T-DM1, n: 160
  • T-DXd, n: 149

NR

NR

No grade 4/5 drug-related ILD/pneumonitis reported

NR

B. EMILIA Trial

Verma et al. 2012 [32]

(Primary)

 

Global

 

EMILIA (NCT00829166)

 

Randomized, open-label, multi-centre, phase 3

N=991; prior taxane + trastuzumab

  • T-DM1, n: 495
  • Lapatinib plus capecitabine, n: 496

 

Median age, years

  • T-DM1: 53
  • Lapatinib plus capecitabine: 53

 

ECOG 0, n (%)

  • T-DM1: 299 (60)
  • Lapatinib plus capecitabine: 312 (63)

 

ECOG 1, n (%)

  • T-DM1: 194 (39)
  • Lapatinib plus capecitabine: 176 (35)

 

ECOG NA, n (%)

  • T-DM1: 2 (<1)
  • Lapatinib plus capecitabine: 8 (2)

 

13

T-DM1:

Left ventricular systolic dysfunction, n: 1

T-DM1:

Gastrointestinal hemorrhage, n: 1

T-DM1 vs. Lapatinib plus capecitabine

 

Hematologic toxicities

  • Neutropenia: 10 (2) vs 21 (4.3)
  • Hypokalemia: 11 (2.2) vs 20 (4.1)
  • Anemia: 13 (2.7) vs 8 (1.6)
  • Thrombocytopenia: 63 (12.9) vs 1 (0.2)

 

Non-hematologic toxicities

  • Fatigue: 12 (2.4) vs 17 (3.5)
  • Nausea: 4 (0.8) vs 12 (2.5)
  • Diarrhea: 8 (1.6) vs 101 (20.7)
  • Palmar–plantar erythrodysesthesia: 0 vs 80 (16.4)
  • Vomiting: 4 (0.8) vs 22 (4.5)
  • Mucosal inflammation: 1 (0.2) vs 11 (2.3)
  • Elevated ALT: 14 (2.9) vs 7 (1.4)

Elevated AST: 21 (4.3) vs 4 (0.8)

Diéras et al. 2017 [29]

(Secondary)

 

 

  • T-DM1: 47.8 (IQR 41.9–55.5)

Lapatinib plus capecitabine: 41.9 (IQR 34.6–50.7)

T-DM1 vs. Lapatinib plus capecitabine

Hematologic toxicities

  • Thrombocytopenia: 56 (11) vs. 0
  • Anemia: 18 (4) vs. 11 (2)
  • Neutropenia: 9 (2) vs. 16 (3)

 

Non-Hematologic toxicities

  • Increased AST: 22 (4) vs. 7 (1)
  • Increased ALT: 15 (3) vs. 9 (2)
  • Diarrhoea: 9 (2) vs. 100 (21)
  • Fatigue: 11 (2) vs. 16 (3)
  • Peripheral neuropathy: 9 (2) vs. 1 (0.2)
  • Hypokalemia: 11 (2) vs. 21 (4)
  • Nausea: 4 (1) vs. 12 (3)
  • Vomiting: 5 (1) vs. 23 (5)
  • Asthenia: 4 (1) vs. 8 (2)
  • Headache: 4 (1) vs. 4 (1)
  • Back pain: 4 (1) vs. 2 (<1)
  • Arthralgia: 3 (1) vs. 0
  • Insomnia: 3 (1) vs. 1 (<1)
  • Dyspnea: 4 (1) vs. 1 (<1)
  • UTI: 3 (1) vs. 0
  • Myalgia: 3 (1) vs. 0
  • Decreased appetite: 2 (<1) vs. 5 (1)
  •  Mucosal inflammation: 1 (<1) vs. 9 (2)
  • Pain in extremity: 2 (<1) vs. 5 (1)
  • Hyperbilirubinemia: 2 (0.4) vs. 6 (1.2)
  • Palmar–plantar erythrodysesthesia syndrome: 0 vs. 86 (18)
  • Rash: 0 vs. 7 (1)
  • Paronychia: 0 vs. 6 (1)
  • Dehydration: 0 vs. 7(1.4)
  • Hypertension: 7 (1.4) vs. 2 (0.4)

Urticaria: 0 vs. 5 (1)

T-DM1 vs. Lapatinib plus capecitabine

Hematologic toxicities

  • Thrombocytopenia: 14 (3) vs. 2 (<1)
  • Neutropenia: 2 (<1) vs. 5 (1)

 

Non-Hematologic toxicities

  • Diarrhoea: 0 vs. 3 (1)

Pulmonary embolism: 0 vs. 6 (1.2)

Grade 3 or worse AE

 

  • T-DM1 vs. Lapatinib plus capecitabine: 233 (48) vs. 291 (60)

 

  • T-DM1

Hematologic toxicities

  • Thrombocytopenia: 70 (14)
  • Anaemia: 19 (4)

 

Non-Hematologic toxicities

  • Increased aspartate transaminase: 22 (5)

 

Krop et al. 2015 [31]

(Secondary)

 

CNS metastasis at baseline; prior taxane + trastuzumab stable

  • T-DM1, n: 45 (4.5)
  • Lapatinib plus capecitabine, n: 50 (5.0)

 

Median age, years

  • T-DM1: 51
  • Lapatinib plus capecitabine: 53

 

n (%)

ECOG PS 0

  • T-DM1: 22 (48.9)
  • Lapatinib plus capecitabine: 24 (49.0)

 

ECOG PS 1

  • T-DM1: 23 (51.1)

Lapatinib plus capecitabine: 25 (51.0)

For ITT population

  • T-DM1: 19.1

Lapatinib plus capecitabine: 18.6

NR

NR

Patients with CNS metastases, n/N (%)

  • T-DM1: 21/43 (48.8%)

Lapatinib plus capecitabine: 31/49 (63.3%)

Im et al. 2021 [30]

(Secondary)

Asia

Asia

N=158; Asians with prior taxane + trastuzumab

Enrolled

  • T-DM1, n: 82
  • Lapatinib plus capecitabine, n: 76

 

Safety Evaluable

  • T-DM1, n: 80
  • Lapatinib plus capecitabine, n: 75

13

Hematologic toxicities

(T-DM1 vs. Lapatinib plus capecitabine)

 

Asia

  • Thrombocytopenia: 24 (30.5) vs. 0 (0)
  • Hemorrhage: 0 (0) vs. 2 (2.7)

 

Global

  • Thrombocytopenia: 55 (11.2) vs. 0 (0)
  • Hemorrhage: 6 (1.2) vs. 4 (0.8)

Hematologic toxicities

(T-DM1 vs. Lapatinib plus capecitabine)

 

Asia

  • Thrombocytopenia: 7 (8.8) vs. 0 (0)

 

Global

  • Thrombocytopenia: 13 (2.7) vs. 1 (0.2)

T-DM1 vs. Lapatinib plus capecitabine

  • Asia: 48 (60) vs. 41 (54.7)
  • Global: 200 (40.8) vs. 278 (57.0)

C. KAMILLA Trial

Montemurro et al. 2020 [33]

(Primary)

Global

 

KAMILLA (NCT01702571)

 

Single-arm, On-going, phase 3b

N=2,002; prior taxane, Trastuzumab, pertuzumab, Lapatinib, Endocrine therapy, Anthracyclines

  • BM at baseline: 398
  • No BM at baseline: 1,604

 

Median age, years

  • Patients with BM at baseline: 52
  • Patients without BM at baseline: 55

 

ECOG PS 0

  • Patients with BM at baseline: 192 (48.2)
  • Patients without BM at baseline: 918 (57.2)

 

ECOG PS 1

  • Patients with BM at baseline: 174 (43.7)
  • Patients without BM at baseline: 601 (37.5)

 

ECOG PS 2

  • Patients with BM at baseline: 32 (8.0)
  • Patients without BM at baseline: 83 (5.2)

20.6

BM at baseline

Hematologic toxicities

  • Anemia: 7 (1.8)
  • Platelet count decreased: 4 (1.0)

 

Non-hematologic toxicities

  • Fatigue: 14 (3.5)
  • ALT increased: 10 (2.5)
  • Headache: 10 (2.5)
  • Asthenia: 9 (2.3)
  • Dyspnea: 8 (2.0)
  • Vomiting: 7 (1.8)
  • Hepatotoxicity:7 (1.8)
  • GGT increased: 6 (1.5)
  • AST increased: 5 (1.3)
  • Confusional state: 5 (1.3)
  • Seizure: 5 (1.3)
  • Hypertension: 4 (1.0)
  • Diarrhea: 4 (1.0)
  • Dizziness: 4 (1.0)
  • Hyperglycemia: 4 (1.0)

 

No BM at baseline

  • Hematologic toxicities
  • Anemia: 50 (3.1)
  • Thrombocytopenia: 30 (1.9)
  • Neutropenia: 16 (1.0)

 

Non-hematologic toxicities

  • Fatigue: 36 (2.2)
  • GGT increase: 33 (2.1)
  • Asthenia: 26 (1.6)
  • AST increased: 24 (1.5)
  • Dyspnea: 22 (1.4)
  • Vomiting: 21 (1.3)
  • Hypertension: 20 (1.2)

None

None

Wuerstlein et al. 2022 [34]

(Secondary)

Global and Asia

N=2,183; prior anti-HER2 + CT

 

  • Cohort 1 (Global), n: 2,002
  • Cohort 2 (Asia), n: 181

 

Median age, years

  • Cohort 1: 55
  • Cohort 2: 51

 

ECOG PS 0, n (%)

  • Cohort 1: 1110 (55.4)
  • Cohort 2: 76 (42.0)

 

ECOG PS 1, n (%)

  • Cohort 1: 775 (38.7)
  • Cohort 2: 101 (55.8)

 

ECOG PS 2, n (%)

  • Cohort 1: 115 (5.7)
  • Cohort 2: 4 (2.2)

 

ECOG PS missing, n (%)

  • Cohort 1: 2 (0.1)
  • Cohort 2: 0 (0.0)
  • Cohort 1: 20.6
  • Cohort 2: 15.1

Cohort 1 vs Cohort 2

  • AEs related to T-DM1: 344 (17.2) vs 78 (43.1)

 

Non-hematologic toxicities

  • Hepatic events: 132 (6.6) vs 22 (12.2)

 

Hematologic toxicities

  • Thrombocytopenia: 62 (3.1) vs 58 (32.0)

Cohort 1 vs Cohort 2

  • AEs related to T-DM1: 31 (1.5) vs 27(14.9)

 

Hematologic toxicities

  • Thrombocytopenia: 12 (0.6) vs 23 (12.7)

Cohort 1 vs Cohort 2

 

  • Any TEAE: 816 (40.8) vs 123 (68.0)

 

Hematologic toxicities

  • Thrombocytopenia: 55 (2.7) vs 37 (20.4)

 

  • Grade ≥3 AEs related to T-DM1: 368 (18.4) vs 88 (48.6)

 

Non-hematologic toxicities

  • Grade ≥3 hepatic events: 139 (6.9) vs 22 (12.2)

 

Hematologic toxicities

  • Grade ≥3 thrombocytopenia: 74 (3.7) vs 66 (36.5)

D. Other Trials

Wang et al. 2023 [40]

(Primary)

China

 

ELAINA (NCT03084939)

 

Randomized, open-label bridging, multi-centre, phase 3

N=200; prior taxane + trastuzumab

  • T-DM1, n: 151
  • Lapatinib plus capecitabine, n: 49

 

Median age, years

  • T-DM1: 51
  • Lapatinib plus capecitabine: 52

 

ECOG 0, n (%)

  • T-DM1: 83 (55.0)
  • Lapatinib plus capecitabine: 26 (53.1)

 

ECOG 1, n (%)

  • T-DM1: 68 (45.0)
  • Lapatinib plus capecitabine: 23 (46.9)

 

  • T-DM1: 8.6
  • Lapatinib plus capecitabine: 9.7

NR

NR

T-DM1 vs. Lapatinib plus capecitabine

 

  • Overall: 82 (54.3) vs. 28 (57.1)
  • Any selected AE: 65 (43.0) vs. 4 (8.2)

 

Hematologic toxicities

  • Thrombocytopenia: 61 (40.4) vs. 2 (4.1)

 

Non-hematologic toxicities

  • Hepatoxicity: 13 (8.6) vs. 1 (2.0)
  • Peripheral neuropathy: 0 vs. 1 (2.0)

 

Wildiers et al. 2022 [42]

(Primary)

 

Europe

 

EORTC 75111-10114 ETF/BCG

 

Randomized, open-label, multi-centre, investigator-initiated, phase 2

N=40; prior trastuzumab + pertuzumab (TP) without or with metronomic oral cyclophosphamide (TPM)

 

Median age, years

  • TP: 76.2
  • TPM: 77.3

 

WHO PS 0, n (%)

  • TP: 10 (25.6)
  • TPM: 17 (41.5)

 

WHO PS 1, n (%)

  • TP: 17 (43.6)
  • TPM: 17 (41.5)

 

WHO PS 2, n (%)

  • TP: 8 (20.5)
  • TPM: 7 (17.1)

 

WHO PS 3, n (%)

  • TP: 4 (10.3)
  • TPM: 0 (0.0)

 

33.7

NR

NR

Grade 3-5 (T-DM1)

 

All AEs: 18 (45)

 

Hematologic toxicities

  • Lymphopenia: 6 (15)
  • Neutropenia: 1 (2.5)
  • Thrombocytopenia: 1 (2.5)

 

Non-hematologic toxicities

 

Gastrointestinal

  • Diarrhea: 1 (2.5)

 

General disorders

  • Fatigue: 3 (7.5)
  • Anorexia: 2 (5)
  • Hypertension: 2 (5)

 

Respiratory

  • Dyspnea: 1 (2.5)
  • Epistaxis: 1 (2.5)

 

Liver and kidney function

  • AST increase: 1 (2.5)
  • ALT increase: 1 (2.5)

 

Special interest

  • Falls: 1 (2.5)

 

Krop et al. 2017 [38]

(Primary)

Global

 

TH3RESA (NCT01419197)

 

Randomized, open-label, multi-centre, phase 3

N=602; ≤2 prior HER2-directed therapy (trastuzumab, lapatinib and taxane)

Safety population

  • T-DM1, n: 403
  • Physician’s choice, n: 184

 

Median age, years

  • T-DM1: 53
  • Physician’s choice: 54

 

ECOG PS 0, n (%)

  • T-DM1: 180 (45)
  • Physician’s choice: 82 (41)

 

ECOG PS 1, n (%)

  • T-DM1: 200 (50)
  • Physician’s choice: 101 (51)

 

ECOG PS 2, n (%)

  • T-DM1: 22 (5)
  • Physician’s choice: 15 (8)

 

30.5

T-DM1 vs. Physician’s choice

Hematologic toxicities

  • Thrombocytopenia: 19 (5) vs. 4 (2)
  • Anemia: 12 (3) vs. 5 (3)
  • Neutropenia: 7 (2) vs. 20 (11)
  • Leukopenia: 2 (<1) vs. 4 (2)
  • Febrile neutropenia: 0 vs. 5 (3)

 

Non-Hematologic toxicities

  • Fatigue: 9 (2) vs. 5 (3)
  • Dyspnea: 10 (2) vs. 7 (4)
  • AST increased: 10 (2) vs. 5 (3)
  • Alanine aminotransferase increased: 6 (2) vs. 4 (2)
  • Nausea: 4 (1) vs. 1 (1)
  • Diarrhoea: 3 (1) vs. 8 (4)
  • Asthenia: 4 (1) vs. 6 (3)
  • Abdominal pain: 5 (1) vs. 5 (3)
  • Vomiting: 4 (1) vs. 2 (1)
  • Pain in extremity: 3 (1) vs. 1 (1)
  • Myalgia: 2 (<1) vs. 1 (1)
  • Cellulitis: 2 (<1) vs. 4 (2)

 

T-DM1 vs. Physician’s choice

Hematologic toxicities

  • Neutropenia: 3 (1) vs. 9 (5)
  • Thrombocytopenia: 5 (1) vs. 1 (1)
  • Anemia: 2 (<1%) vs. 1 (1)
  •  Febrile neutropenia: 1 (<1%) vs. 2 (1)
  • Leukopenia: 0 vs. 1 (1)

Grade 3 or worse AE

Hematologic toxicities

  • T-DM1 vs Physician’s choice: 161 (40) vs. 87 (47)
  • Thrombocytopenia: 24 (6) vs. 5 (3)
  • Neutropenia: 10 (3) vs. 29 (16)

Watanabe et al. 2017 [41]

(Primary)

 

 

 

Japan

 

JO29317

 

Single-arm, multi-centre, phase 2

N=232; prior CT and trastuzumab

 

Median age, years: 57

 

n (%)

  • ECOG PS 0: 165 (71.1)
  • ECOG PS 1: 64 (27.6)
  • ECOG PS 2: 3 (1.3)
  • ECOG PS 3: 0 (0)

NR

Hematologic toxicities

Thrombocytopenia: 60 (25.9)

 

Non-Hematologic toxicities

Hepatotoxicity: 25 (10.8)

Hematologic toxicities

Thrombocytopenia: 9 (3.9)

Grade ≥3: 109 (47.0)

 

Grade ≥3 AEs reported >2% of pts

Hematologic toxicities

  • Thrombocytopenia: 69 (29.7)

 

Non-Hematologic toxicities

  • AST increased: 12 (5.2)
  • Hepatic function abnormal: 12 (5.2)

Yardley et al. 2015 [43]

(Primary)

USA

 

T-PAS (TDM4884g / NCT01120561)

 

Single-arm, multi-centre, expanded access

N=215; ≤2 prior HER2-directed therapy including trastuzumab and lapatinib + anthracycline and a taxane,

and capecitabine or 5-fluorouracil

  • Patients Having Received ≤18 Cycles of T-DM1, n: 175
  • Patients Having Received >18 Cycles of T-DM1, n: 40

 

Median age, years: 53

 

n (%)

  • ECOG PS 0: 99 (46.3)
  • ECOG PS 1: 91 (42.5)
  • ECOG PS 2: 24 (11.2)

 

5.9

Hematologic toxicities

Thrombocytopenia: 11 (5.1)

 

Non-Hematologic toxicities

Peripheral neuropathy: 5 (2.3)

Hematologic toxicities

Thrombocytopenia: 6 (2.8)

Overall, hemorrhagic event of grade 3 or greater: 4 (1.86)

 

Overall, Common TEAEs

Grade ≥3

AEs occurring in >2% of patients

Hematologic toxicities

  • Thrombocytopenia: 22 (10.2)

 

Non-Hematologic toxicities

  • Fatigue: 10 (4.7)
  • Anemia: 8 (3.7)
  • Increased AST: 8 (3.7)
  • Pneumonia: 7 (3.3)
  • Dyspnea: 5 (2.3)

 

Patients Having Received ≤18 Cycles of T-DM1 vs. >18 Cycles of T-DM1

 

Grade ≥3 AE occurring in >1 patient

Hematologic toxicities

  • Thrombocytopenia: 17 (9.7) vs. 5 (12.5)
  • Anemia: 4 (2.3) vs. 4 (10.0)
  • Neutropenia: 1 (0.6) vs. 2 (5.0)

 

  • Non-Hematologic toxicities
  • Fatigue: 8 (4.6) vs. 2 (5.0)
  • Dyspnea: 5 (2.9) vs. 0 (0)
  • Increased AST: 5 (2.9) vs. 3 (7.5)
  • Abdominal pain: 4 (2.3) vs. 0
  • Pneumonia: 4 (2.3) vs. 3 (7.5)
  • Hypokalemia: 3 (1.7) vs. 1 (2.5)
  • Fall: 2 (1.1) vs. 1 (2.5)
  • Musculoskeletal pain: 2 (1.1) vs. 1 (2.5)
  • Brain mass: 1 (0.6) vs. 1 (2.5)
  • Headache: 1 (0.6) vs. 1 (2.5)
  • Hypertension: 1 (0.6) vs. 2 (5.0)
  • Pain in extremity: 1 (0.6) vs. 2 (5.0)
  • Syncope: 1 (0.6) vs. 2 (5.0)
  • Decreased blood Phosphorus: 0 (0) vs. 2 (5.0)
  • Dyspareunia: 0 (0) vs. 2 (5.0)
  • Increased ALT: 0 (0) vs. 2 (5.0)

Gupta et al. 2013 [36]

(Primary)

NR

 

TDM4688g / NCT00943670

 

Single-arm, multi-centre, phase 2

N=51; prior CT (including anthracycline, taxane [paclitaxel/docetaxel] and capecitabine) + trastuzumab + lapatinib

 

Median age, years: 53.5

 

n (%)

  • ECOG PS 0: 28 (54.9)
  • ECOG PS 1: 23 (45.1)

NR

Hematologic toxicities

T-DM1

  • Thrombocytopenia: 4 (7.8)

 

Non-Hematologic toxicities

T-DM1

  • Increased serum AST: 5 (9.8)
  • Hyperglycemia: 2 (3.9)

 

Pertuzumab plus T-DM1

  • Increased serum AST: 1 (10.0)

T-DM1 vs. Pertuzumab plus T-DM1: 0 vs. 3 (15)

T-DM1 vs. Pertuzumab plus T-DM1: 17 (33.3) vs. 12 (60.0)

Krop et al. 2012 [39]

(Primary)

 

NR

 

TDM437g

 

Single-arm, phase 2

N=110; ≤2 prior HER2-directed therapy

 

Median age, years: 52.5

 

n (%)

  • ECOG PS 0: 54 (49.1)
  • ECOG PS 1: 53 (48.2)
  • ECOG PS 2: 3 (2.7)

 

17.4

  • At least one grade 3 AE: 52 (47.3)

 

Hematologic toxicities

  • Thrombocytopenia: 8 (7.3)
  • Anemia: 2 (1.8)

 

Non-Hematologic toxicities

  • Fatigue: 5 (4.5)
  • Increased AST: 3 (2.7)
  • Back pain: 3 (2.7)
  • Dyspnea: 3 (2.7)
  • Increased ALT: 3 (2.7)
  • Depression: 3 (2.7)
  • Arthralgia: 2 (1.8)
  • Pain in extremity: 2 (1.8)

At least one grade 4 AE: 6 (5.45)

Hematologic toxicities

  • Thrombocytopenia: 10 (9.1)

 

Non-Hematologic toxicities

  • Hepatic AE: 9 (8.2)
  • Fatigue: 5 (4.5)
  • Cellulitis: 4 (3.6)

Burris et al. 2011 [35]

(Primary)

 

 

USA

 

TDM4258g

 

Single-arm, phase 2

N=112; ≥1 prior HER2-targeted therapy

 

Median age, years: 54.5

 

n (%)

  • ECOG PS 0: 60 (53.6)
  • ECOG PS 1: 43 (38.4)
  • ECOG PS 2: 8 (7.1)
  • ECOG PS 3: 1 (0.9)

≥12

Hematologic toxicities

Anemia: 3 (2.7)

 

Non-Hematologic toxicities

  • Hypokalemia: 10 (8.9)
  • Fatigue: 5 (4.5)
  • Epistaxis: 2 (1.8)
  • Dyspnea: 3 (2.7)

None

NR

Abbreviations: AEs: Adverse Events; ALT: Alanine Aminotransferase; AST: Aspartate Aminotransferase; BM: Brain Metastasis; CT: Chemotherapy; HER2: Human Epidermal Growth Factor Receptor 2; ILD: Interstitial Lung Disease; IQR: Interquartile Range; LVEF: Left Ventricular Ejection Fraction; MedDRA: Medical Dictionary for Regulatory Activities; NR: Not Reported; Pts: Patients; SAEs: Serious Adverse Events; T-DM1: Trastuzumab Emtansine; T-Dxd: Trastuzumab Deruxtecan; TEAEs: Treatment-Emergent Adverse Events; TKI: Tyrosine Kinase Inhibitor; TP: Trastuzumab plus Pertuzumab; TPM: Trastuzumab plus Pertuzumab and Metronomic Oral Cyclophosphamide; UTI: Urinary Tract Infection; WBC: White Blood Cell


Liver toxicity/dysfunction was reported in 5.0–11.2% of patients in four studies [26,36,40,41], although lower incidences (≤5%) were observed in other studies [29,33,38,39,42,43]. Anemia in 2.7% to 7.0% of patients [26,29,33,35,38,43], grade 3 or worse anorexia (5%) [42], hypokalemia (8.9%) [35] and lymphopenia (15%) [42] were also reported. The incidence of other grade 3/4 AEs including neutropenia, fatigue, liver toxicity/dysfunction, vomiting, diarrhea, dyspnea, epistaxis, asthenia, hyperglycemia, pneumonia, headache, cellulitis and cardiac toxicity was consistently below <5% [26,29,33–36,38,39,42,43]. Other grade AEs reported among clinical trials are presented as supplemental Table S3.

AEs most commonly led to dose reductions (≈5–30% in most studies; up to ~60% in a large phase IIIB safety cohort) while permanent treatment discontinuation (≈2–15% in most studies, and up to 25% in a small pertuzumab+T-DM1 cohort) and protocol-defined dose delays/interruptions were also reported [77–82]. In the updated DESTINY-Breast03 trial, treatment modifications occurred more often with T-DXd than with T-DM1, including drug-related discontinuation (20% vs 7%), dose reduction (25% vs 15%), and interruption (42% vs 17%), with pneumonitis/interstitial lung disease (ILD) among the most common causes of discontinuation on T-DXd [75]. In the DESTINY-Breast03 brain metastases subgroup (data cut-off 21 May 2021), overall treatment discontinuation was 48.6% with T-DXd and 82.0% with T-DM1 [76].

Real-world studies

Consistent with trial data, several real-world studies identified thrombocytopenia, liver toxicity/dysfunction, neutropenia, anemia, fatigue, and nausea as the most frequently reported grade 3 or worse AEs (Table 7).

Table 7. T-DM1 safety (grade ≥3) in pivotal HER2-postive advance/metastatic breast cancer in real-world studies.

Study details (Country, Study name, design, data source and study duration)

Population; N; eligibility criteria

Median follow-up (months)

Grade 3 AEs, n (%)

Grade 4 AEs, n (%)

Grade ≥3 AEs, n (%)

FIELD-PRACTICE study (two publications)

Fabi et al. 2017 [45]

 

Italy

 

FIELD-PRACTICE – multi-centre study

 

2012–2016

N=303; Prior taxane / anthracycline based therapies

 

Median age, years: 51

 

10

Hematologic toxicities

  • Thrombocytopenia: 7 (2)
  • Neutropenia: 2 (0.7)

 

 

Non-hematologic toxicities

  • Alopecia: 5 (2)
  • Asthenia: 3 (1)
  • Transaminase: 2 (0.7)

Hematologic toxicities

  • Thrombocytopenia: 1 (0.3)
  • Neutropenia: 1 (0.3)

 

Non-hematologic toxicities

Transaminase: 1 (0.3)

NR

Fabi et al. 2017 [46]

 

N=107; 1L taxane + pertuzumab / trastuzumab

pertuzumab / + trastuzumab, n: 34

trastuzumab, n: 73

 

Median age, years

  • Trastuzumab/Pertuzumab: 43
  • Trastuzumab: 51

 

NR

T-DM1 post Pertuzumab / +trastuzumab vs. Trastuzumab

 

Hematologic toxicities

Thrombocytopenia: 0 vs. 1 (1)

 

Non-hematologic toxicities

Pertuzumab / +trastuzumab vs. Trastuzumab

 

Transaminases: 0 vs. 2 (3)

Alopecia: 1 (3) vs. 1 (1)

Asthenia: 0 vs. 2 (3)

T-DM1 post Pertuzumab / +trastuzumab vs. Trastuzumab

 

Hematologic toxicities

Thrombocytopenia: 0 vs. 1 (1)

NR

Real-world studies with single publication

Baek et al. 2024 [49]

 

Korea

 

KCSG BR19-15, retrospective, non-interventional study

 

2017–2018

HER2-positive MBC treated with T-DM1, N=824; Prior pertuzumab

CNS, n (%): 145 (17.6)

 

Median age, years: 58

 

n (%)

  • ECOG PS 0-1: 695 (84)
  • ECOG PS 2: 74 (9)
  • Unknown: 54 (7)

16.8

NR

NR

Grade 3 or 4

Hematologic toxicities

  • Thrombocytopenia: 107 (13.2)
  • Neutropenia: 23 (2.8)
  • Anemia: 21 (2.6)

 

Non-hematologic toxicities

  • AST/ALT elevation: 20 (2.5)
  • Fatigue: 17 (2.2)
  • Nausea: 5 (0.6)
  • Vomiting: 3 (0.4)
  • Diarrhea: 3 (0.4)

He et al. 2024 [61]

 

China

 

Multicentric, observational

 

March 2023–June 2023

N=101; Prior trastuzumab and pertuzumab

  • Early vs. advanced stage: 31 vs. 70

 

Median age, years: 51

 

n (%)

  • ECOG PS 0-1: 101 (100)

7

NR

NR

Grade 3-4

Early vs. Advanced stage

Hematologic toxicities

  • Thrombocytopenia: 9 (29.03) vs. 3 (4.29)
  • Leukopenia: 2 (6.45) vs. 1 (1.43)
  • Neutropenia: 2 (6.45) vs. 1 (1.43)
  • Anemia: 0 vs. 1 (1.43)

Bian et al. 2023 [52]

 

China

 

Retrospective study

 

2013–2022

N=213; Prior TKI therapy

  • T-DM1: 71
  • ADC: 73
  • Trastuzumab–pertuzumab (combined CT): 69

 

Median age, years: 47

NR

NR

NR

Grade 3 or 4

hemaatologic toxicities

ADC group

  • Neutropenia: 15 (20.5)

 

T-DM1 group

  • Thrombocytopenia: 20 (28.1)

 

Non-hematologic toxicities

ADC vs. T-DM1

  • ILD: 4 (5.4) vs. 1 (1.4)
  • No grade 5 AEs occurred

Ji et al. 2023 [63]

 

China

 

Real-world retrospective study

 

2013–2022

N=144; TKI, Trastuzumab

  • Anti-HER2 ADC: 73
  • T-DM1: 71

 

Median age, years

  • Anti-HER2 ADCs: 48
  • T-DM1: 42

NR

NR

NR

Grade 3-4

T-DM1 vs. Novel anti-HER2 ADCs

 

Hematologic toxicities

  • Thrombocytopenia: 20 (28.1) vs. 3 (4.1)
  • Neutropenia: 4 (5.6) vs. 15 (20.5)
  • Anemia: 4 (5.6) vs. 5 (6.8)
  • Leukopenia: 2 (2.8) vs. 6 (8.2)

 

Non-hematologic toxicities

  • Elevated transaminase: 4 (5.6) vs. 2 (2.7)
  • Diarrhea: 0 vs. 6 (8.2)
  • Nausea: 0 vs. 9 (12.3)
  • Vomiting: 0 vs. 8 (11.0)
  • Fatigue: 2 (2.8) vs. 4 (5.4)
  • Peripheral neuropathy: 0 vs. 3 (4.1)
  • ILD: 0 vs. 1 (1.4)

Martins et al. 2023 [67]

 

Portugal

 

Retrospective study

 

2017–2023

N=32; 1L Pertuzumab / trastuzumab plus taxane

 

Median age, years: 53

 

NR

NR

Non-hematologic toxicities

Hepatic and cardiac toxicity: 3 (9.3)

No grade 5 AE

Gogia et al. 2022 [59]

 

India

 

Retrospective study

 

2015–2021

N=80; Prior trastuzumab, pertuzumab

 

Median age, years: 49

 

ECOG PS 0-1: 80%

 

 

 

18

NR

NR

Grade 3/4 (overall): 20 (25)

Hematologic toxicities

  • Thrombocytopenia: 16 (20)
  • Anemia: 2 (2.5)

 

Non-hematologic toxicities

  • Fatigue: 10 (12.5)
  • Transaminitis: 10 (12.5)
  • Peripheral Neuropathy: 2 (2.5)

Bahceci et al. 2021 [50]

 

Turkey

 

Retrospective multi-centre study

N=414; Prior CT and Anti-HER2

 

Median age, years: 47

 

  • Overall: 67.3 (42.6)
  • Post-T-DM1 follow-up: 13.7 (7.9)

NR

NR

  • Grade 3–4

Hematologic toxicities

  • Thrombocytopenia: 11 (2.7)
  • Anemia: 5 (1.2)
  • Neutropenia: 5 (1.2)
  • Febrile neutropenia: 2 (0.5)
  • Leukopenia: 2 (0.4)

 

Non-hematologic toxicities

  • GGT increased: 8 (2)
  • Liver failure: 6 (1.5)
  • Fatigue: 5 (1.3)
  • AST Increased: 5 (1.3)
  • Alanine aminotransferase Increased: 5 (1.3)
  • Alkaline phosphatase increased: 4 (1.1)
  • Total bilirubin increased: 4 (1.1)
  • Thromboembolic event: 3 (0.7)
  • Heart failure: 3 (0.7)
  • Hyperuricemia: 2 (0.6)
  • Hypercalcemia: 2 (0.6)
  • Pain: 2 (0.5)
  • Hyperglycemia: 2 (0.5)
  • Pneumonitis: 2 (0.5)
  • Paresthesia: 1 (0.3)
  • Hypokalemia: 1 (0.3)
  • Delirium: 1 (0.3)
  • Hyponatremia: 1 (0.3)
  • Portal hypertension: 1 (0.3)
  • Diarrhea: 1 (0.2)
  • Anaphylaxis: 1 (0.2)

Li et al. 2021 [64]

 

China

 

Real-world study

 

2013–2019

N=105; Prior trastuzumab and lapatinib

  • Pyrotinib, n: 55
  • T-DM1, n: 50

 

Median age, years

  • Pyrotinib, n: 47
  • T-DM1, n: 46

 

NR

NR

NR

  • Grade 3 or 4
  • Pyrotinib vs. T-DM1

 

Hematologic toxicities

  • Thrombocytopenia: 0 (0) vs. 9 (18.0)
  • Anemia: 2 (3.6) vs. 0 (0)
  • Leukopenia: 2 (3.6) vs. 0 (0)
  • Neutropenia: 2 (3.6) vs. 2 (4)

 

Non-Hematological toxicities

  • Diarrhoea: 12 (21.8) vs. 0 (0)
  • Nausea: 0 (0) vs. 3 (6.0)
  • Elevated transaminase: 1 (1.8) vs. 2 (4)
  • Fatigue: 0 (0) vs. 4 (8.0)

Tataroglu Ozyukseler et al. 2021 [77]

 

Turkey

 

Single-centre retrospective, observational study

 

2016–2019

N=78; 1L trastuzumab-based

regimens

  • BM: 36 (46.2)
  • Non-BM: 42 (53.8)

 

Median age, years: 52

 

%

  • ECOG PS 0: 32 (41.0)
  • ECOG PS 1: 38 (48.7)
  • ECOG PS 2: 8 (10.3)

12.9

Hematologic

Toxicities

  • Thrombocytopenia: 6 (7.7)
  • Anemia: 2 (2.6)
  • Leukopenia: 1 (1.3)

 

Non-hematologic toxicities

  • Increased AST and/or ALT: 3 (3.8)
  • Fatigue: 2 (2.6)
  • Nausea: 1 (1.3)
  • Diarrhoea: 1 (1.3)

 

 

 

Hematologic

Toxicities

Thrombocytopenia: 4 (5.1)

 

Non-hematologic toxicities

Increased AST and/or ALT: 2 (2.6)

NR

Battisti et al. 2020 [51]

 

UK

 

Retrospective review

 

2014–2018

  • T-DM1, N=128
  • 1L, n: 15
  • 2L+, n: 113

Median age, years: 55

 

n (%)

  • ECOG PS 0: 35 (27.3)
  • ECOG PS 1: 80 (62.5)
  • ECOG PS 2: 10 (7.8)
  • ECOG PS 3: 3 (2.4)

 

  • Prior trastuzumab, n (%)
  • Curative: 63 (49.2)
  • Palliative: 113 (88.3)
  • Total: 128 (100.0)

 

  • Prior pertuzumab, n (%)
  • Curative: 2 (1.6)
  • Palliative: 37 (28.9)
  • Total: 39 (30.5)

NR

Hematologic

Toxicities

  • Anemia: 8 (6.2)
  • Thrombocytopenia: 5 (3.9)
  • Neutropenia: 1 (0.8)

 

Non-hematologic toxicities

  • Deranged liver function: 24 (18.7)
  • Diarrhoea: 3 (2.3)
  • Fatigue: 3 (2.3)
  • Peripheral neuropathy: 3 (2.3)
  • Nausea: 1 (0.8)
  • Oral mucositis: 1 (0.8)

Hematologic

Toxicities

Thrombocytopenia: 1 (0.8)

 

Grade ≥3 (overall): 46 (35.9)

  • Liver toxicity: 25 (19.5)
  • Anemia: 8 (6.2)
  • Thrombocytopenia: 6 (4.7)

del Prete et al. 2020 [56]

 

Italy

 

Multi-centre retrospective study

N=135; 1L taxane + pertuzumab/trastuzumab

 

Median age, years: 56

10.3

Hematologic toxicities

Neutropenia: 1 (0.7)

None

NR

Martinez-Garcia et al. 2020 [66]

 

Spain

 

TDM1RM study, retrospective observational study

 

2015–2020

N=52; 1L taxane + pertuzumab / trastuzumab

 

Median age, years: 52

 

%

  • ECOG PS 0: 15
  • ECOG PS 1: 61
  • ECOG PS 2: 23

33

Hematologic toxicities

  • Thrombopenia: 4 (8)
  • Neutropenia: 2 (4)
  • Anemia: 1 (2)

 

Non-hematologic toxicities

  • Astenia: 2 (4)

 

NR

NR

Yeo et al. 2018 [79]

 

Hong Kong

 

Retrospective study

 

2013–2015

N=37; 2L+ prior anti-HER2 (trastuzumab / lapatinib / pertuzumab) / CT / endocrine therapy

 

Median age, years: 52

 

N (%)

  • ECOG PS 0:  4 (10.8)
  • ECOG PS 1: 29 (78.4)
  • ECOG PS 2: 4 (10.8)

15.6

Hematologic toxicities

  • Thrombocytopenia: 3 (8.1)
  • Anemia: 2 (5.4)

 

Non-hematologic toxicities

  • Raised alanine transaminase: 3 (8.1)
  • Hypokalemia: 1 (2.7)

Hematologic toxicities

Thrombocytopenia: 2 (5.4)

None

Vici et al. 2017 [78]

 

Italy

 

Retrospective observational study

 

2013–2016

N=250; 1L pertuzumab

 

Median age, years: 56

 

%

  • ECOG PS 0: 140 (56)
  • ECOG PS 1: 91 (36.4)
  • ECOG PS 2: 19 (7.6)

15

Hematologic toxicities

  • Thrombocytopenia: 3 (1.2)

 

Non-hematologic toxicities

  • Fatigue: 5 (2)
  • Nausea: 2 (0.8)
  • Hyper-transaminasemia: 1 (0.4)

NR

NR

Michel et al. 2015 [68]

 

Germany

 

Retrospective chart review

 

2010–2014

N=23, prior HER2-directed therapy (trastuzumab, lapatinib, pertuzumab), (neo-) adjuvant cytotoxic therapy

 

Median age, years: 54.6

 

%

  • ECOG PS 0: 37 (55.2)
  • ECOG PS 1: 25 (37.3)
  • ECOG PS 2: 3 (4.5)
  • ECOG PS 3: 2 (3.0)

 

9.3

SAEs

 

Hematologic toxicities

  • Thrombopenia: 1 (4.3)
  • Elevated liver enzyme: 1 (4.3)

 

Non-hematologic toxicities

  • Fatigue: 5 (21.7)
  • Infection: 1 (4.3)

SAEs

 

Hematologic toxicities

Elevated liver enzyme: 1 (4.3)

No grade 5 toxicity

Abbreviations: 1L: First-line; 2L: Second-line; 3L: Third-line; 4L: Fourth line; ADC: Antibody-Drug Conjugate; AEs: Adverse Events; ALT: Alanine Aminotransferase; AST: Aspartate Aminotransferase; BM: Brain Metastasis; CNS: Central Nervous System; CT: Chemotherapy; GGT: Gamma-Glutamyl Transferase; HER2: Human Epidermal Growth Factor Receptor 2; ILD: Interstitial Lung Disease; LVEF: Left Ventricular Ejection Fraction; mBC: Metastatic Breast Cancer; NR: Not Reported; Pts: Patients; SAEs: Serious Adverse Events; SS: Sum of Squares; T-DM1: Trastuzumab Emtansine; TEAEs: Treatment-Emergent Adverse Events; TKI: Tyrosine Kinase Inhibitor; UK: United Kingdom; US: United States; UTI: Urinary Tract Infection; vs: Versus


Almost half of the included real-world publications reported incidences of grade 3 or worse thrombocytopenia [45,46,49–52,59,61,63,64,66,68,77–79], with considerable variation ranging between 1.2–29.0%. Grade 3/4 neutropenia and anemia were less frequent compared to thrombocytopenia; about 25% of the included real-world studies highlighted low immune cells/infection and low red blood cell counts as grade 3/4 AEs [45,49–51,56,59,61,63,64,66,77,79]. Of note, the frequency of neutropenia across studies ranged between 0.7–6.5% [45,49–51,56,61,63,64,66] and between 1.2–6.2% for anemia [49–51,59,61,63,66,77,79]. Four studies [50,61,63,77] reported leukopenia (0.4-6.5%) and one study [68] reported grade 3/4 infection (4.3%).

Grade 3/4 liver toxicity or dysfunction was the most frequently reported grade ≥3 non-hematological toxicity, reported in one third of studies [45,46,49–51,59,63,64,67,68,77–79]. Grade 3/4 elevations in liver enzymes including transaminases, aminotransferase, and gamma-glutamyl transferase along with bilirubin, alanine, and aspartate were also described, with incidence ranging between 0.4–12.5% [45,46,49,50,59,63,64,68,77–79]. Notably, one study reported that 19.5% of patients experienced liver toxicity [51]. Other non-hematological grade 3 or worse AEs included fatigue and nausea. The frequency of fatigue was less frequent (1.3–2.8%) in six studies [49–51,63,77,78], was 8.0%–12.5% in two other studies [59,64]; and one study reported fatigue in 21.7% of patients [68]. The incidence of nausea was observed to be between 0.6–6% as described in five studies [49,51,64,77,78]. Other less common grade 3/4 AEs (<5%) included diarrhea [49–51,77], alopecia [45,46], peripheral neuropathy [51,59], hypokalemia [50,79], asthenia [45,66], and mucositis [51]. Additionally, three studies linked minimal cardiotoxicity with T-DM1 treatment [47,50,67]. Other grade AEs reported in real-world studies are presented as supplemental Table S4.

Three studies reported T-DM1 discontinuation, primarily due to disease progression or AEs. Dzimitrowicz et al. (2016) [58] reported disease progression as predominant cause of treatment discontinuation (84.3%, 59/70 of cases), while 10% discontinued due to toxicity or poor tolerance. Similarly, Silva et al. (2023) [76] reported T-DM1 discontinuation majorly due to disease progression (90%, 36/40), specifically progression in bone, brain, and liver, and the remaining due to toxic side effects (10%, 4/40). Blotta et al. (2023) [53] reported T-DM1 discontinuation majorly due to AEs that included peripheral neuropathy (40%), pneumonitis (20%), and hepatic pseudocirrhosis (20%) (data not shown in the table).

Corroboration of clinical trial findings with real-world outcomes

Across pivotal trials and heterogeneous RWE cohorts, T-DM1 demonstrated concordant effectiveness and tolerability in HER2-positive mBC, supporting the corroboration of findings from clinical trials and routine clinical practice. ORR were comparable, with trials reporting ORRs of ~29–50% (29.3–29.6% in KAMILLA [34]; 34–35% in DESTINY-Breast03 [26,80]; 43.6–47.8% in EMILIA [29,32]; 50.4% in ELAINA [40]). In routine clinical practice, ORRs ranged from ~20–64%, including 20.7–44.5% in multiple post-pertuzumab/second-line datasets [51,54,56,66,78,79]. Similarly, mPFS ranged 6.8–9.6 months in key trials (6.8 months in Breast03 [26,80] and KAMILLA [34]; 7.0 months in ELAINA [40]; 9.6/9.3 months in EMILIA [30,32]) which was consistent with RWE estimates of ~6.0–10.5 months in similar settings [51,54,56,66,74,78,79]. The mOS in trials was ~30 months (29.9–34.3 months in EMILIA [29,30,32]; 27.2–29.5 months in KAMILLA [34]; 33.2 months in ELAINA [40]) while RWE cohorts reported a broad but overlapping range (~17 months to not reached), with several studies reported outcomes within the ~23–36+ month range [51,54,55,59,60,66,67,71,78,79]. For subgroups, brain/CNS metastases were consistently prognostic (shorter outcomes than non-CNS cohorts) while T-DM1 demonstrated measurable activity in the clinical trials and RWE [27,31,33,44,71,75,77].

Safety concordance was strong, with grade ≥3 thrombocytopenia and hepatic laboratory abnormalities as leading toxicities in trials [32,34,80] as well as RWE [49,52,59,63].

Quality assessment

A total of 42 references were assessed for RoB using Cochrane tools. Of these, seven randomized trials were assessed using RoB2.0 and 35 non-randomized trials were assessed using ROBINS-I.

Cochrane risk of bias (RoB 2.0) assessment for randomized studies

A total of seven publications [26,27,29,31,32,38,40] were assessed using the RoB 2.0 tool. Of these, five publications [26,27,29,38,40] were classified as high RoB, primarily due to shortcomings in the randomization process (domain 1) and outcome measurement (domain 4). Krop et al. (2015) [31] was judged to have some concerns due to uncertainties in randomization procedures, while Verma et al. (2012) [32] was the sole study with low RoB across all domains (Figure S1). The detailed assessments of each RCTs along with the checklist are provided as supplemental information – Appendix A.

Cochrane risk of bias in non-randomized studies of interventions (ROBINS-I)

A total of 35 publications (8 single-arm clinical and 27 real-world studies) were assessed using the ROBINS-I tool. Of these, the majority (85.7%, 30/35) were judged to have a serious RoB, primarily due to critical limitations such as uncontrolled confounding variables, incomplete adjustment for baseline differences, or substantial missing outcome data [34–37,43–46,48–51,54–56,58,60,61,63–65,68–72,74,77–79]. Four studies (11.4%) exhibited a moderate risk [33,39,41,75], and a single study with an overall low-risk showed minimal bias across all domains [47]. Among the four moderate-risk studies [33,39,41,75], limitations were primarily due to the confounding factors (Domain 1), deviations from interventions (domain 4), or missing data (domain 5) (Figure S2). The detailed assessments of each real-world studies along with the checklist are provided as supplemental information – Appendix B.

Discussion

The present SLR suggests that the real-world efficacy and safety outcomes of T-DM1 corroborate with those observed in clinical trials. Clinical trials have demonstrated response with T-DM1 therapy in patients previously treated with trastuzumab-based combination therapy and better efficacy than lapatinib plus capecitabine. Real-world studies have shown better response and survival outcomes with T-DM1 in pertuzumab-naïve patients and with early treatment compared to heavily treated patients. The safety outcomes highlighted thrombocytopenia and hepatic dysfunction as the most frequently reported grade ≥3 AEs. Although patients with CNS involvement often experience shorter PFS and OS, T-DM1 remains beneficial in this subgroup.

T-DM1 was initially approved for the treatment of HER2-positive mBC after prior treatment with trastuzumab and taxanes (considered a preferred 1L regimen option) [3]. Since the approval of pertuzumab as 1L therapy for HER2-positive mBC, guidelines have recommended its use in combination with trastuzumab as 1L therapy for HER2-positive mBC. Prospectively designed trials evaluating T-DM1 efficacy in patients previously exposed to pertuzumab are scarce. However, real-world studies identified in this SLR reported outcomes for T-DM-1 in population pre-treated with pertuzumab.

Across randomized trials and diverse real-world cohorts, T-DM1 showed consistent antitumor activity and a predictable safety profile, indicating that pivotal results translate to clinical practice [26,29,32,34,40,45,49,51,63,78,80]. Patterns of response, disease control, and survival in trials overlapped in observational datasets despite broader eligibility, variable imaging schedules, and heterogeneous pre-treatment histories [45,51,74,78,79]. Concordant subgroup findings, especially maintained activity despite poorer prognosis of patients with CNS disease further support generalizability [27,31,33,44,71,75,77]. Where reported, discontinuations were predominantly driven by progression, with toxicity-related stops being uncommon [45,51]. The gaps observed were best explained by contemporary sequencing and later-line, more refractory use rather than loss of intrinsic efficacy [46,72,74,78].

Published clinical trial data provide evidence for the efficacy and safety of T-DM1 for the treatment of HER2-positive mBC based on data from approximately 3,500 heavily pre-treated patients (median prior LoT of ≥3). The included trials generally required patients to have progressed on ≥1 or ≥2 HER2-directed regimens, largely including trastuzumab and TKIs. Real-world studies provide complimentary data highlighting earlier use of T-DM1, i.e., as 2L or 3L therapy following progression on both trastuzumab and pertuzumab. The real-world studies therefore include broader patient populations than the clinical trials and provide a consolidated evidence base to appraise T-DM1 treatment as part of currently utilized therapeutic regimens for HER2-positive mBC, in particular as 2L treatment after 1L pertuzumab.

Considering T-DM1 efficacy, the observed mPFS from clinical trials (4.3–9.6 months) [26,32,34–37,39,40,43] and real world studies (2.8–10.5 months) [46,48,54,56,66,70–74,78] were largely consistent. However, the observed mOS from real-world studies (12.0–45.0 months) was more variable compared to observations from the clinical trials (22.7–34.3 months), potentially due to the former encompassing a heterogeneous patient population with possibly greater variability in lines of treatment [30,38,74,78]. Similarly, ORR was more variable in the real-world studies (21.9–80.0%) than clinical trials (25.0–50.4%) [40,42,45,46,48,50,59,64,67,68]. Notwithstanding the variability of clinical outcomes, the observations suggest that T-DM1 is an effective treatment in a broad patient population within the licensed indication. Furthermore, although the benefit of T-DM1 is more marked in patients who have not received pertuzumab (including trastuzumab pre-treated patients) based on real-world observations, patients may still benefit from T-DM1 at 2L [46,74] or later LoT [49,60,63,79]. Real-world studies also indicate better outcomes when T-DM1 is used in earlier LoT [45,50,69], suggesting T-DM1 should be initiated following relapse on 1L or 2L HER2-directed therapy rather than later in the treatment sequence. Further evidence from both trials and real-world studies support the use of T-DM1 in patients with BM/CNS metastasis [31,33,43–45]; The observed mPFS in real-world studies (6.0–7.0 months) [44,45,60] and clinical trials (5.5–6.9 months) [31,33,43] were consistent. However, both trial and real-world data indicate that survival outcomes were better for patients without BM [33,44,45,60]. Of note, results of the phase 3 trial of T-DXd suggest that, where available, T-DXd may be a better option in patients with BM [27].

With regards to safety of T-DM1 regimen, safety data from real-world studies [45–47,49–52,56,59,61,63,64,66–68,77–79] and clinical trials [26,28–30,32–36,38–43] were consistent in terms of types of grade 3 or worse AEs, with the most frequently reported being hematological AEs (thrombocytopenia, neutropenia, anemia) and liver toxicity/dysfunction. Other non-hematological AEs such as fatigue and nausea occurred less frequently. Thrombocytopenia emerged as a source of concern that needs attention with the incidence ranging from 2.5% to 40.4% and 1.2% to 29.0% were reported from the clinical trials [26,29,30,33,34,36,38–43] and RWE studies [45,46,49–52,59,61,63,64,66,68,77–79] respectively. A geographical variation in thrombocytopenia incidence was also noted, with considerably lower rates (2% to 8%) reported in studies conducted in the US and Europe [35,45,46,51,66,68] compared to those from Asia (12.8% to 29.0%) [49,52,59,61,63,64,77,79].The observation may reflect regional differences in patient management, such as more proactive approaches to thrombocytopenia prevention and treatment in the US and Europe.

Overall, the analyzed evidence base demonstrated the efficacy and safety of T-DM1 within its licensed indication in the real-world setting. Despite the superior efficacy demonstrated with T-DXd and other emerging therapies [81,82], the clinical role of T-DM1 remains relevant due to its continued widespread global use, driven by factors such as accessibility, affordability in low- and middle-income settings, safety profile, and patient-specific therapeutic considerations. T-DM1 retains clinical relevance in settings where newer ADCs are unavailable, inaccessible, or contraindicated.

A comparison with previously published SLRs emphasizes the novelty and relevance of this review. Martin Huertas et al. (2021) [18] exclusively reviewed observational studies on T-DM1 monotherapy, excluding clinical trials and combination therapies, limiting the breadth of patient populations and treatment contexts assessed. Similarly, Zhang et al. (2021) and Yeh et al. (2022) focused exclusively on RCTs, thus excluding valuable real-world insights and broader applicability to diverse patient scenarios [15,17]. Omarini et al. (2021) [19] combinedly analyzed both clinical trials and real-world studies and confined their analysis to patients pre-treated with trastuzumab and pertuzumab, thus narrowing their population scope relative to our comprehensive assessment of both pertuzumab-naïve and pre-treated populations. Lastly, Liu et al. (2024) [16] incorporated RCTs and non-randomized trials but broadened their focus to include early-stage and locally advanced breast cancer, reducing specificity to metastatic disease and limiting their applicability to advanced stage settings.

In contrast, our review's strength lies in its comprehensive synthesis across a broader range of study designs (both clinical trials and observational studies). Additionally, our inclusion criteria encompass a wider spectrum of patients; those with varying degrees of prior HER2-targeted therapies, brain metastasis status, and distinct regional contexts, thereby enhancing the external validity and applicability of the findings. Furthermore, unlike the earlier reviews, our SLR explicitly analyzes subgroup variations by geographic regions, providing insights into population-specific efficacy and safety outcomes, particularly regarding thrombocytopenia incidence, which revealed important regional differences.

This review has however several limitations reflecting potential shortcomings in the identified literature. The trials were largely conducted in heavily pre-treated patients, and prior treatments might not reflect current treatment landscape which limits application to current clinical practice. Additionally, there are limitations inherent to real-world studies including heterogeneity in the patient population and the fact that these studies are not powered to demonstrate differences between treatment groups. Furthermore, we kept the comparison between studies as simple due to the diverse regimens and variable LoTs used in different studies. The limited follow-up, particularly in real-world studies also meant that OS data were not reported and/or may not be mature. Absence of OS and safety data in some studies also indicate the existence of some evidence gap. Only EMILIA trial, with a median follow-up of 47.8 months, reported long-term outcomes. Furthermore, the present analysis focused mainly on efficacy and safety data, without incorporating quality-of-life outcomes, which limits a comprehensive understanding of the long-term benefits of T-DM1. Given the methodological limitations and heterogeneity across studies – including differences in design, baseline patient characteristics (e.g., presence of brain metastases), lines of therapy, and comparators – a formal meta-analysis was not conducted, which restricts the ability to draw robust conclusions. Instead, the data were summarized descriptively. A large proportion of the included studies (83.3%, 35/42) demonstrated a high to serious risk of bias, primarily due to limitations in study design and potential confounding factors. These methodological limitations may have influenced the robustness and reliability of the reported findings.

Conclusion

The findings from this review collectively demonstrate that T-DM1 can be an effective therapeutic option for the treatment of HER2-positive mBC in the 2L or later setting and has an acceptable safety profile. T-DM1 may be preferable to regimens that do not include HER2-directed therapy and should be considered as early as possible in the treatment sequence, including in patients with BM, particularly when T-DXd is not a treatment option due to cost or availability. However, further research is warranted.

Conflict of Interest

All authors declare that they have no conflicts of interest.

Acknowledgement

The authors would like to express their sincere gratitude to all colleagues who contributed to this study.

Author Contributions

All authors contributed significantly to the work. Their specific roles are outlined as follows – Conceptualization: Kunal Jain, Rajinder Chawla and Amit Kishore; Data Curation: Bivek Shah, Amit Kishore; Formal Analysis: Bivek Shah, Amit Kishore; Investigation: Bivek Shah; Methodology: Bivek Shah, Amit Kishore; Project Administration: Rajinder Chawla, Amit Kishore; Software: Bivek Shah, Amit Kishore; Supervision: Rajinder Chawla, Amit Kishore; Validation: Amit Kishore, Kunal Jain; Visualization: Bivek Shah, Amit Kishore; Writing – Original Draft: Bivek Shah, Sola Lawal, Kunal Jain, Amit Kishore; Writing – Review and Editing: Kunal Jain, Rajinder Chawla, Sola Lawal, Amit Kishore.

Supplementary Information

Supplementary Table S1. Search strategies for (A) PubMed, (B) Embase and (C) Cochrane database.

Supplementary Table S2. Eligibility criteria for identification of relevant literature.

Supplementary Table S3. Other grade AEs with T-DM1 in pivotal HER2-postive advance/metastatic breast cancer clinical trials.

Supplementary Table S4. Other grade AEs with T-DM1 in pivotal HER2-postive advance/metastatic breast cancer in real-world studies.

Supplementary Figure S1. ROB 2.0 based risk of bias assessed in Randomized studies as (A) traffic plot and (B) unweighted summary bar plot.

Supplementary Figure S2. ROBINS-I based risk of bias assessed in non-Randomized studies as (A–C) traffic plots and (D) unweighted summary bar plot.

Appendix A. Quality assessment using Cochrane ROB 2.0

Appendix B. Quality assessment using Cochrane ROBINS-I.

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